0000724743-15-000029.txt : 20150204
0000724743-15-000029.hdr.sgml : 20150204
20150204112101
ACCESSION NUMBER: 0000724743-15-000029
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 15574112
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
CLARISSA NICHELLE KERR
901-680-8474
Clarissa.kerr@raymondjames.com
Diane.anderson@raymondjames.com
Minnie.whitmire@raymondjames.com
N
N
LINDSEY
CARTER
REA
005393008
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
01-02-2013
N
867-01336
LOCATED
01-02-2013
50 NORTH FRONT STREET
MEMPHIS
TN
38103
LINDSEY
M
CARTER
LINDSEY
MARIE
CARTER
01-2013
RAYMOND JAMES & ASSOCIATES, INC.
MEMPHIS
TN
38103
Y
Y
REGISTERED ASSOCIATE
07-2007
01-2013
MORGAN KEEGAN & COMPANY, INC.
MEMPHIS
TN
38103
Y
Y
REGISTERED REPRESENTATIVE
08-2006
06-2007
UNIVERSITY OF MISSISSIPPI
UNIVERSITY
MS
38677
N
N
TEACHING ASSISTANT
01-2006
07-2006
UNIVERSITY OF MISSISSIPPI
UNIVERSITY
MS
38677
N
N
FULL TIME STUDENT
08-2005
12-2005
UNIVERSITY OF FLORIDA
GAINESVILLE
FL
32611
N
N
FULL TIME STUDENT
06-2005
08-2005
UNIVERSITY AT INNSBRUCK
INNSBRUCK
C4
6020
N
N
FULL TIME STUDENT / TRAVEL
08-2004
05-2005
UNIVERSITY OF FLORIDA FOUNDATION
GAINESVILLE
FL
32611
N
N
REP DIAL
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-04-2015
DIANE ANDERSON
COMPLIANCE MANAGER - PCG