0000724743-15-000029.txt : 20150204 0000724743-15-000029.hdr.sgml : 20150204 20150204112101 ACCESSION NUMBER: 0000724743-15-000029 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 15574112 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4712 MAIL ADDRESS: STREET 1: P.O. BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33733-2749 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX CLARISSA NICHELLE KERR 901-680-8474 Clarissa.kerr@raymondjames.com Diane.anderson@raymondjames.com Minnie.whitmire@raymondjames.com N N LINDSEY CARTER REA 005393008 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 01-02-2013 N 867-01336 LOCATED 01-02-2013 50 NORTH FRONT STREET MEMPHIS TN 38103 LINDSEY M CARTER LINDSEY MARIE CARTER 01-2013 RAYMOND JAMES & ASSOCIATES, INC. MEMPHIS TN 38103 Y Y REGISTERED ASSOCIATE 07-2007 01-2013 MORGAN KEEGAN & COMPANY, INC. MEMPHIS TN 38103 Y Y REGISTERED REPRESENTATIVE 08-2006 06-2007 UNIVERSITY OF MISSISSIPPI UNIVERSITY MS 38677 N N TEACHING ASSISTANT 01-2006 07-2006 UNIVERSITY OF MISSISSIPPI UNIVERSITY MS 38677 N N FULL TIME STUDENT 08-2005 12-2005 UNIVERSITY OF FLORIDA GAINESVILLE FL 32611 N N FULL TIME STUDENT 06-2005 08-2005 UNIVERSITY AT INNSBRUCK INNSBRUCK C4 6020 N N FULL TIME STUDENT / TRAVEL 08-2004 05-2005 UNIVERSITY OF FLORIDA FOUNDATION GAINESVILLE FL 32611 N N REP DIAL N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-04-2015 DIANE ANDERSON COMPLIANCE MANAGER - PCG