0000724743-14-000139.txt : 20141231
0000724743-14-000139.hdr.sgml : 20141231
20141231150335
ACCESSION NUMBER: 0000724743-14-000139
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141002
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 141318389
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
CLARISSA NICHELLE KERR
901-680-8474
clarissa.kerr@raymondjames.com
diane.anderson@raymondjames.com
minnie.whitmire@raymondjames.com
N
MARK
OCONNOR
OBRIEN
002296541
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
01-02-2013
N
07-31-2014
0000724743
LOCATED
01-02-2013
5956 SHERRY LANE, SUITE #1900
DALLAS
TX
75225
MARK
NMN
OBRIEN
01-2013
RAYMOND JAMES & ASSOCIATES, INC.
DALLAS
TX
75225
Y
Y
REGISTERED ASSOCIATE
11-1995
01-2013
MORGAN KEEGAN & COMPANY, INC.
DALLAS
TX
75225
Y
Y
REGISTERED REPRESENTATIVE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-02-2014
DIANE ANDERSON
COMPLIANCE MANAGER - PCG