0000724743-14-000139.txt : 20141231 0000724743-14-000139.hdr.sgml : 20141231 20141231150335 ACCESSION NUMBER: 0000724743-14-000139 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 141318389 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4712 MAIL ADDRESS: STREET 1: P.O. BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33733-2749 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX CLARISSA NICHELLE KERR 901-680-8474 clarissa.kerr@raymondjames.com diane.anderson@raymondjames.com minnie.whitmire@raymondjames.com N MARK OCONNOR OBRIEN 002296541 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 01-02-2013 N 07-31-2014 0000724743 LOCATED 01-02-2013 5956 SHERRY LANE, SUITE #1900 DALLAS TX 75225 MARK NMN OBRIEN 01-2013 RAYMOND JAMES & ASSOCIATES, INC. DALLAS TX 75225 Y Y REGISTERED ASSOCIATE 11-1995 01-2013 MORGAN KEEGAN & COMPANY, INC. DALLAS TX 75225 Y Y REGISTERED REPRESENTATIVE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-02-2014 DIANE ANDERSON COMPLIANCE MANAGER - PCG