0000724743-14-000120.txt : 20141231 0000724743-14-000120.hdr.sgml : 20141231 20141231150604 ACCESSION NUMBER: 0000724743-14-000120 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 141318416 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4712 MAIL ADDRESS: STREET 1: P.O. BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33733-2749 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX Delcia Johnson 901-680-8489 Delcia.Johnson@raymondjames.com Diane.Anderson@raymondjames.com Minnie.Whitmire@raymondjames.com Clarissa.Kerr@raymondjames.com N RICHARD WAYNE PATTERSON 001933022 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 07-16-2012 N MA will be filed shortly LOCATED 07-16-2012 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 Rick NMN Patterson 07-2012 RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG FL 33716 Y Y ASSOCIATE 12-2011 07-2012 UNEMPLOYED Tampa FL 33602 N N N/A 04-1996 12-2011 CITIGROUP GLOBAL MARKETS INC. Tampa FL 33602 N Y Banker N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-29-2014 DIANE ANDERSON COMPLIANCE MANAGER - PCG