0000724743-14-000120.txt : 20141231
0000724743-14-000120.hdr.sgml : 20141231
20141231150604
ACCESSION NUMBER: 0000724743-14-000120
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140729
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 141318416
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
Delcia Johnson
901-680-8489
Delcia.Johnson@raymondjames.com
Diane.Anderson@raymondjames.com
Minnie.Whitmire@raymondjames.com
Clarissa.Kerr@raymondjames.com
N
RICHARD
WAYNE
PATTERSON
001933022
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
07-16-2012
N
MA will be filed shortly
LOCATED
07-16-2012
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
Rick
NMN
Patterson
07-2012
RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG
FL
33716
Y
Y
ASSOCIATE
12-2011
07-2012
UNEMPLOYED
Tampa
FL
33602
N
N
N/A
04-1996
12-2011
CITIGROUP GLOBAL MARKETS INC.
Tampa
FL
33602
N
Y
Banker
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-29-2014
DIANE ANDERSON
COMPLIANCE MANAGER - PCG