0000724743-14-000073.txt : 20141231
0000724743-14-000073.hdr.sgml : 20141231
20141231151208
ACCESSION NUMBER: 0000724743-14-000073
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140728
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 141318490
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
Lenora Lovett
727-567-2712
Lenora.Lovett@Raymondjames.com
Diane.Anderson@Raymondjames.com
Minnie.Whitmire@Raymondjames.com
Clairssa.Kerr@Raymondjames.com
N
LINDA
RAU
BYRON
001608395
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
11-30-2005
N
Form MA will be filed shortly
LOCATED
11-30-2005
550 WEST WASHINGTON BLVD
SUITE 1650
CHICAGO
IL
60661
SUPERVISED
11-30-2005
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
LINDA
LOUISE
RAU
11-2005
RAYMOND JAMES & ASSOCIATES, INC
CHICAGO
IL
60661
Y
Y
VICE PRESIDENT - PUBLIC FINANCE
07-2000
11-2005
LEGG MASON WOOD WALKER, INCORPORATED
CHICAGO
IL
60606
Y
Y
V.P. PUBLIC FINANCE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-28-2014
DIANE ANDERSON
COMPLIANCE MANAGER - PCG