0000724743-14-000063.txt : 20141231 0000724743-14-000063.hdr.sgml : 20141231 20141231151553 ACCESSION NUMBER: 0000724743-14-000063 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 141318507 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4712 MAIL ADDRESS: STREET 1: P.O. BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33733-2749 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX Nicholas Masey 727-567-4349 Nicholas.Masey@RaymondJames.com Diane.Anderson@Raymondjames.com Minnie.Whitmire@Raymondjames.com Clarissa.Kerr@Raymondjames.com N Donald Edward Peterson 004271214 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 04-01-2011 N Form MA-1 will be filed shortly LOCATED 04-01-2011 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 Don NMN Peterson 04-2011 RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG FL 33716 Y Y REGISTERED ASSOCIATE 08-2000 04-2011 MORGAN KEEGAN & COMPANY, INC MEMPHIS TN 38103 Y Y REGISTERED REPRESENTATIVE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-28-2014 DIANE ANDERSON COMPLIANCE MANAGER - PCG