0000724743-14-000063.txt : 20141231
0000724743-14-000063.hdr.sgml : 20141231
20141231151553
ACCESSION NUMBER: 0000724743-14-000063
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140728
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 141318507
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
Nicholas Masey
727-567-4349
Nicholas.Masey@RaymondJames.com
Diane.Anderson@Raymondjames.com
Minnie.Whitmire@Raymondjames.com
Clarissa.Kerr@Raymondjames.com
N
Donald
Edward
Peterson
004271214
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
04-01-2011
N
Form MA-1 will be filed shortly
LOCATED
04-01-2011
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
Don
NMN
Peterson
04-2011
RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG
FL
33716
Y
Y
REGISTERED ASSOCIATE
08-2000
04-2011
MORGAN KEEGAN & COMPANY, INC
MEMPHIS
TN
38103
Y
Y
REGISTERED REPRESENTATIVE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-28-2014
DIANE ANDERSON
COMPLIANCE MANAGER - PCG