0000724743-14-000051.txt : 20141231
0000724743-14-000051.hdr.sgml : 20141231
20141231151707
ACCESSION NUMBER: 0000724743-14-000051
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 141318521
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
Dushundra Barnes
901-680-8482
Dushundra.barnes@raymondjames.com
Diane.Anderson@raymondjames.com
Minnie.Whitmire@RaymondJames.com
Clarissa.Kerr@RaymondJames.com
N
THOMAS
JEFFERSON
OWENS
004814196
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
01-02-2013
N
FORM MA WILL BE FILED SHORTLY
LOCATED
01-02-2013
3050 PEACHTREE ROAD NW
SUITE 703
ATLANTA
GA
30305
SUPERVISED
01-02-2013
50 NORTH FRONT STREET
MEMPHIS
TN
38103
01-2013
RAYMOND JAMES & ASSOCIATES, INC.
ATLANTA
GA
30305
Y
Y
REGISTERED ASSOCIATE
01-2005
01-2013
MORGAN KEEGAN
ATLANTA
GA
30305
Y
Y
REGISTERED REPRESENTATIVE
08-2004
12-2004
UNIVERSITY OF GEORGIA
ATHENS
GA
30305
N
N
STUDENT
05-2004
08-2004
MORGAN KEEGAN
ATLANTA
GA
30305
Y
Y
INTERN
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-25-2014
DIANE ANDERSON
COMPLIANCE MANAGER - PCG