0000724743-14-000048.txt : 20141231 0000724743-14-000048.hdr.sgml : 20141231 20141231151723 ACCESSION NUMBER: 0000724743-14-000048 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 141318524 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4712 MAIL ADDRESS: STREET 1: P.O. BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33733-2749 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX GENEETTA MORRIS 901-680-8485 geneetta.morris@raymondjames.com diane.anderson@raymondjames.com minnie.whitmore@raymondjames.com clarissa.kerr@raymondjames.com N Robert Forester Pennington 002520450 N 1 RAYMOND JAMES & ASSOCIATES, INC. 01-02-2013 N FORM MA WILL BE FILED SHORTLY LOCATED 01-02-2013 489 EAST MAIN STREET LEXINGTON KY 40507 BOB NMN PENNINGTON 01-2013 RAYMOND JAMES & ASSOCIATES, INC. LEXINGTON KY 40507 Y Y REGISTERED ASSOCIATE 04-2003 01-2013 MORGAN KEEGAN & COMPANY, INC. LEXINGTON KY 40507 Y Y REGISTERED REPRSENTATIVE Y 01-2001 Capital City n/a Frankfort KY 40601 N N Real Estate Director/ Owner 2 NONE 01-2001 Raven Crest n/a FrankFort KY 40601 N N Real Estate Director/Owner 2 none 01-2002 Indian Hills Farm n/a Frankfort KY 40601 N N Real Estate Director/Owner 3 NONE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-25-2014 DIANE ANDERSON COMPLIANCE MANAGER - PCG