0000724743-14-000048.txt : 20141231
0000724743-14-000048.hdr.sgml : 20141231
20141231151723
ACCESSION NUMBER: 0000724743-14-000048
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 141318524
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
GENEETTA MORRIS
901-680-8485
geneetta.morris@raymondjames.com
diane.anderson@raymondjames.com
minnie.whitmore@raymondjames.com
clarissa.kerr@raymondjames.com
N
Robert
Forester
Pennington
002520450
N
1
RAYMOND JAMES & ASSOCIATES, INC.
01-02-2013
N
FORM MA WILL BE FILED SHORTLY
LOCATED
01-02-2013
489 EAST MAIN STREET
LEXINGTON
KY
40507
BOB
NMN
PENNINGTON
01-2013
RAYMOND JAMES & ASSOCIATES, INC.
LEXINGTON
KY
40507
Y
Y
REGISTERED ASSOCIATE
04-2003
01-2013
MORGAN KEEGAN & COMPANY, INC.
LEXINGTON
KY
40507
Y
Y
REGISTERED REPRSENTATIVE
Y
01-2001
Capital City
n/a
Frankfort
KY
40601
N
N
Real Estate
Director/ Owner
2
NONE
01-2001
Raven Crest
n/a
FrankFort
KY
40601
N
N
Real Estate
Director/Owner
2
none
01-2002
Indian Hills Farm
n/a
Frankfort
KY
40601
N
N
Real Estate
Director/Owner
3
NONE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-25-2014
DIANE ANDERSON
COMPLIANCE MANAGER - PCG