0000724743-14-000037.txt : 20141231 0000724743-14-000037.hdr.sgml : 20141231 20141231151825 ACCESSION NUMBER: 0000724743-14-000037 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 141318536 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4712 MAIL ADDRESS: STREET 1: P.O. BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33733-2749 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX Delcia Johnson 901-680-8489 Delcia.Johnson@raymondjames.com Diane.Anderson@raymondjames.com Minnie.Whitmire@raymondjames.com Clarissa.Kerr@raymondjames.com N SEAN ERIK EKIERT 002750779 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 05-22-2013 N MA will be filed shortly LOCATED 05-22-2013 951 EAST BYRD STREET, #930 RIVERFRONT PLAZA RICHMOND VA 23219 05-2013 RAYMOND JAMES AND ASSOCIATES Richmond VA 23219 Y Y MANAGING DIRECTOR 01-2013 05-2013 BB&T SECURITIES, LLC RICHMOND VA 23219 Y Y INVESTMENT BANKER 01-2005 01-2013 SCOTT & STRINGFELLOW, INC RICHMOND VA 23219 Y Y INVESTMENT BANKER 04-1998 01-2005 DAVENPORT & COMPANY LLC RICHMOND VA 23219 Y Y VICE PRESIDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-25-2014 DIANE ANDERSON COMPLIANCE MANAGER - PCG