0000724743-14-000037.txt : 20141231
0000724743-14-000037.hdr.sgml : 20141231
20141231151825
ACCESSION NUMBER: 0000724743-14-000037
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 141318536
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
Delcia Johnson
901-680-8489
Delcia.Johnson@raymondjames.com
Diane.Anderson@raymondjames.com
Minnie.Whitmire@raymondjames.com
Clarissa.Kerr@raymondjames.com
N
SEAN
ERIK
EKIERT
002750779
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
05-22-2013
N
MA will be filed shortly
LOCATED
05-22-2013
951 EAST BYRD STREET, #930
RIVERFRONT PLAZA
RICHMOND
VA
23219
05-2013
RAYMOND JAMES AND ASSOCIATES
Richmond
VA
23219
Y
Y
MANAGING DIRECTOR
01-2013
05-2013
BB&T SECURITIES, LLC
RICHMOND
VA
23219
Y
Y
INVESTMENT BANKER
01-2005
01-2013
SCOTT & STRINGFELLOW, INC
RICHMOND
VA
23219
Y
Y
INVESTMENT BANKER
04-1998
01-2005
DAVENPORT & COMPANY LLC
RICHMOND
VA
23219
Y
Y
VICE PRESIDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-25-2014
DIANE ANDERSON
COMPLIANCE MANAGER - PCG