0000724743-14-000036.txt : 20141231 0000724743-14-000036.hdr.sgml : 20141231 20141231151851 ACCESSION NUMBER: 0000724743-14-000036 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 141318538 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4712 MAIL ADDRESS: STREET 1: P.O. BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33733-2749 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX Lenora Lovett 727-567-2712 Lenora.Lovett@Raymondjames.com Diane.Anderson@Raymondjames.com Minnie.Whitmire@Raymondjames.com Clarissa.Kerr@Raymondjames.com N THEODORE ROSS FELLMAN 006137175 Y 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 01-02-2013 N Form MA will be filed shortly LOCATED 01-02-2013 ONE BURTON HILLS BLVD SUITE 225 NASHVILLE TN 37215 TED R FELLMAN 01-2013 RAYMOND JAMES & ASSOCIATES, INC NASHVILLE TN 37215 Y Y REGISTERED ASSOCIATE 11-2012 01-2013 MORGAN KEEGAN & COMPANY, INC MEMPHIS TN 38103 Y Y BANKER 04-1984 11-2012 STATE OF TENNESSEE NASHVILLE TN 37247 N N VARIOUS - MOST RECENT EXECUTIVE DIRECTOR OF THDA N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-25-2014 DIANE ANDERSON COMPLIANCE MANAGER - PCG