0000724743-14-000035.txt : 20141231
0000724743-14-000035.hdr.sgml : 20141231
20141231151856
ACCESSION NUMBER: 0000724743-14-000035
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 141318539
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
CLARISSA N. KERR
901-680-8474
CLARISSA.KERR@RAYMONDJAMES.COM
DIANE.ANDERSON@RAYMONDJAMES.COM
MINNIE.WHITMIRE@RAYMONDJAMES.COM
N
ROBERT
ERIK
HAHNE
002194054
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
11-14-2012
N
FORM MA IS IN PROCESS & WILL BE FILED SHORTLY
SUPERVISED
11-14-2012
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
LOCATED
11-14-2012
2101 GAITHER ROAD
PARK PLAZA I, SUITE #100
ROCKVILLE
MD
20850
11-2012
RAYMOND JAMES & ASSOCIATES, INC.
ROCKVILLE
MD
20850
Y
Y
PUBLIC FINANCE BANKER
06-2006
11-2012
MORGAN KEEGAN & COMPANY, INC.
ROCKVILLE
MD
20850
Y
Y
PUBLIC FINANCE BANKER
11-1999
06-2006
DEUTSCHE BANK SECURITIES
NEW YORK
NY
10005
N
Y
DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-25-2014
DIANE ANDERSON
COMPLIANCE MANAGER - PCG