0000724743-14-000035.txt : 20141231 0000724743-14-000035.hdr.sgml : 20141231 20141231151856 ACCESSION NUMBER: 0000724743-14-000035 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 141318539 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4712 MAIL ADDRESS: STREET 1: P.O. BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33733-2749 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX CLARISSA N. KERR 901-680-8474 CLARISSA.KERR@RAYMONDJAMES.COM DIANE.ANDERSON@RAYMONDJAMES.COM MINNIE.WHITMIRE@RAYMONDJAMES.COM N ROBERT ERIK HAHNE 002194054 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 11-14-2012 N FORM MA IS IN PROCESS & WILL BE FILED SHORTLY SUPERVISED 11-14-2012 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 LOCATED 11-14-2012 2101 GAITHER ROAD PARK PLAZA I, SUITE #100 ROCKVILLE MD 20850 11-2012 RAYMOND JAMES & ASSOCIATES, INC. ROCKVILLE MD 20850 Y Y PUBLIC FINANCE BANKER 06-2006 11-2012 MORGAN KEEGAN & COMPANY, INC. ROCKVILLE MD 20850 Y Y PUBLIC FINANCE BANKER 11-1999 06-2006 DEUTSCHE BANK SECURITIES NEW YORK NY 10005 N Y DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-25-2014 DIANE ANDERSON COMPLIANCE MANAGER - PCG