0000720005-23-000059.txt : 20230801
0000720005-23-000059.hdr.sgml : 20230801
20230801135533
ACCESSION NUMBER: 0000720005-23-000059
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: FIELDS,DAVID,BRITTAIN,
FILED AS OF DATE: 20230801
DATE AS OF CHANGE: 20230801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 231130949
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-8946
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
ShaVeata Frazier
901-582-3044
ShaVeata.Frazier@RaymondJames.com
Casey.Bradford@RaymondJames.com
Lenora.Lovett@RaymondJames.com
ShaVeata.Frazier@RaymondJames.com
Dushundra.Barnes@RaymondJames.com
N
N
DAVID
BRITTAIN
FIELDS
2395838
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
05-30-2023
N
867-01336
SUPERVISED
05-30-2023
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
LOCATED
05-30-2023
300 CONSHOHOCKEN RD
SUITE 400
CONSHOHOCKEN
PA
19428
05-2023
RAYMOND JAMES & ASSOCIATES, INC.
CONSHOHOCKEN
PA
19428
Y
Y
REGISTERED REPRESENTATIVE
03-2008
05-2023
RBC CAPITAL MARKETS CORPORATION
WEST CONSHOHOCKEN
PA
19428
N
Y
MANAGING DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-01-2023
Casey Bradford
VP, Compliance