0000720005-23-000059.txt : 20230801 0000720005-23-000059.hdr.sgml : 20230801 20230801135533 ACCESSION NUMBER: 0000720005-23-000059 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: FIELDS,DAVID,BRITTAIN, FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 231130949 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-8946 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX ShaVeata Frazier 901-582-3044 ShaVeata.Frazier@RaymondJames.com Casey.Bradford@RaymondJames.com Lenora.Lovett@RaymondJames.com ShaVeata.Frazier@RaymondJames.com Dushundra.Barnes@RaymondJames.com N N DAVID BRITTAIN FIELDS 2395838 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 05-30-2023 N 867-01336 SUPERVISED 05-30-2023 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 LOCATED 05-30-2023 300 CONSHOHOCKEN RD SUITE 400 CONSHOHOCKEN PA 19428 05-2023 RAYMOND JAMES & ASSOCIATES, INC. CONSHOHOCKEN PA 19428 Y Y REGISTERED REPRESENTATIVE 03-2008 05-2023 RBC CAPITAL MARKETS CORPORATION WEST CONSHOHOCKEN PA 19428 N Y MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-01-2023 Casey Bradford VP, Compliance