0000724683-24-000015.txt : 20240305
0000724683-24-000015.hdr.sgml : 20240305
20240305080410
ACCESSION NUMBER: 0000724683-24-000015
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: YATSULA,NICHOLAS,E,
FILED AS OF DATE: 20240304
DATE AS OF CHANGE: 20240305
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
ORGANIZATION NAME:
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 24718340
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Steven Aune
612-398-1590
steven.aune@psc.com
registration@psc.com
N
0000724683-22-000032
Y
Nicholas
E
Yatsula
7623406
N
1
0000724683
PIPER SANDLER & CO.
08-26-2022
N
867-01178
LOCATED
08-26-2022
3400 PLAYERS CLUB
SUITE 150
MEMPHIS
TN
38125
08-2022
Piper Sandler & Co.
MEMPHIS
TN
38125
N
Y
Vice President Public Finance Investment Banking
12-2014
08-2022
PFM Financial Advisors
MEMPHIS
TN
38117
Y
N
Senior Managing Consultant
09-2009
12-2014
BNY Mellon Corporate Trust
MEMPHIS
TN
38117
N
N
Senior Associate
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-04-2024
Gregory S. Byer
Chief Compliance Officer