0000724683-24-000009.txt : 20240130 0000724683-24-000009.hdr.sgml : 20240130 20240130172207 ACCESSION NUMBER: 0000724683-24-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: GOTTMAN,KRISTIAN,LEANNE, FILED AS OF DATE: 20240130 DATE AS OF CHANGE: 20240130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 ORGANIZATION NAME: IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 24579593 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Steven Aune 6123981590 steven.aune@psc.com registration@pjc.com N 0000724683-17-000051 N KRISTIAN LEANNE GOTTMAN 6375709 N 1 0000724683 PIPER JAFFRAY & CO. 07-21-2014 N 867-01178 LOCATED 07-21-2014 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 07-2014 Piper Jaffray & Co Minneapolis MN 55402 Y Y Fixed Income 05-2012 07-2014 Land O'Lakes, Inc Arden Hills MN 55126 N N Treasury 09-2010 05-2012 Consumer Loan Services, LLC La Crosse WI 54603 N N Cash Management Analyst 10-2008 09-2010 Associated Bank La Crosse WI 54601 N N Teller 08-2007 10-2008 University of Wisconsin La Crosse La Crosse WI 54601 N N Student 09-2005 06-2007 Rochester Community & Technical College Rochester MN 55904 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-30-2024 Gregory S. Byer Chief Compliance Officer