0000724683-24-000009.txt : 20240130
0000724683-24-000009.hdr.sgml : 20240130
20240130172207
ACCESSION NUMBER: 0000724683-24-000009
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: GOTTMAN,KRISTIAN,LEANNE,
FILED AS OF DATE: 20240130
DATE AS OF CHANGE: 20240130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
ORGANIZATION NAME:
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 24579593
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Steven Aune
6123981590
steven.aune@psc.com
registration@pjc.com
N
0000724683-17-000051
N
KRISTIAN
LEANNE
GOTTMAN
6375709
N
1
0000724683
PIPER JAFFRAY & CO.
07-21-2014
N
867-01178
LOCATED
07-21-2014
800 NICOLLET MALL
MINNEAPOLIS
MN
55402-7020
07-2014
Piper Jaffray & Co
Minneapolis
MN
55402
Y
Y
Fixed Income
05-2012
07-2014
Land O'Lakes, Inc
Arden Hills
MN
55126
N
N
Treasury
09-2010
05-2012
Consumer Loan Services, LLC
La Crosse
WI
54603
N
N
Cash Management Analyst
10-2008
09-2010
Associated Bank
La Crosse
WI
54601
N
N
Teller
08-2007
10-2008
University of Wisconsin La Crosse
La Crosse
WI
54601
N
N
Student
09-2005
06-2007
Rochester Community & Technical College
Rochester
MN
55904
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-30-2024
Gregory S. Byer
Chief Compliance Officer