0000724683-24-000006.txt : 20240124 0000724683-24-000006.hdr.sgml : 20240124 20240124144035 ACCESSION NUMBER: 0000724683-24-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: ANDERSON,ERIC,NORMAN, FILED AS OF DATE: 20240124 DATE AS OF CHANGE: 20240124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 ORGANIZATION NAME: IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 24556005 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Steven Aune 6123036599 steven.aune@psc.com registration@psc.com N 0000724683-20-000081 Y ERIC NORMAN ANDERSON 2384009 N 1 0000724683 PIPER JAFFRAY & CO. 10-12-2015 N 867-01178 LOCATED 10-12-2015 1000 Hart Road Suite 140 Barrington IL 60010 SUPERVISED 10-12-2015 11635 ROSEWOOD ST LEAWOOD KS 66211 10-2015 Piper Jaffray & Co. Barrington IL 60010 Y Y Public Finance 08-2008 10-2015 BMO Capital Markets GKST Inc. Palatine IL 60067 N Y Public Finance 12-1994 08-2008 HARRIS N.A. Geneva IL 60134 N Y Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-24-2024 Gregory S. Byer Chief Compliance Officer