0000724683-23-000032.txt : 20231129 0000724683-23-000032.hdr.sgml : 20231129 20231129155836 ACCESSION NUMBER: 0000724683-23-000032 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: WILLIAMS,DAVID,GLEN, FILED AS OF DATE: 20231129 DATE AS OF CHANGE: 20231129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 231452082 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Steven Aune 6123981590 steven.aune@psc.com registration@psc.com N N David Glen Williams 7786331 N 1 0000724683 PIPER SANDLER & CO. 07-19-2023 N 867-01178 LOCATED 07-19-2023 1300 SW FIFTH AVE SUITE 3650 PORTLAND OR 97201 07-2023 PIPER SANDLER & CO. PORTLAND OR 97201 Y Y Public Finance 07-2022 07-2023 NORTHWEST REGIONAL EDUCATION SERVICE DISTRICT HILLSBORO OR 97124 N N CHIEF OF STAFF 07-2015 07-2022 BEAVERTON SCHOOL DISTRICT BEAVERTON OR 97006 N N Executive Administrator for Strategic Initiatives 04-2010 07-2015 PORTLAND PUBLIC SCHOOLS PORTLAND OR 97227 N N Director of Government Relations N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-29-2023 Gregory S. Byer Chief Compliance Officer