0000724683-23-000032.txt : 20231129
0000724683-23-000032.hdr.sgml : 20231129
20231129155836
ACCESSION NUMBER: 0000724683-23-000032
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: WILLIAMS,DAVID,GLEN,
FILED AS OF DATE: 20231129
DATE AS OF CHANGE: 20231129
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 231452082
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Steven Aune
6123981590
steven.aune@psc.com
registration@psc.com
N
N
David
Glen
Williams
7786331
N
1
0000724683
PIPER SANDLER & CO.
07-19-2023
N
867-01178
LOCATED
07-19-2023
1300 SW FIFTH AVE
SUITE 3650
PORTLAND
OR
97201
07-2023
PIPER SANDLER & CO.
PORTLAND
OR
97201
Y
Y
Public Finance
07-2022
07-2023
NORTHWEST REGIONAL EDUCATION SERVICE DISTRICT
HILLSBORO
OR
97124
N
N
CHIEF OF STAFF
07-2015
07-2022
BEAVERTON SCHOOL DISTRICT
BEAVERTON
OR
97006
N
N
Executive Administrator for Strategic Initiatives
04-2010
07-2015
PORTLAND PUBLIC SCHOOLS
PORTLAND
OR
97227
N
N
Director of Government Relations
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-29-2023
Gregory S. Byer
Chief Compliance Officer