0000724683-23-000028.txt : 20231013 0000724683-23-000028.hdr.sgml : 20231013 20231013153531 ACCESSION NUMBER: 0000724683-23-000028 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: SWARTZ,GREGORY,GELON, FILED AS OF DATE: 20231013 DATE AS OF CHANGE: 20231013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 231324988 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Shelby O'Keefe 6123037092 Shelby.okeefe@psc.com registration@psc.com N 0000724683-14-000134 Y GREGORY GELON SWARTZ 4717154 N 1 0000724683 PIPER JAFFRAY & CO. 09-29-2003 N 07-09-2014 0000724683 SUPERVISED 09-29-2003 1200 17TH STREET SUITE 1250 DENVER CO 80202-5856 LOCATED 09-29-2003 2525 EAST CAMELBACK ROAD SUITE 925 PHOENIX AZ 85016 LOCATED 11-14-2012 101 WEST OHIO SUITE 2000 INDIANAPOLIS IN 46204 09-2003 PIPER JAFFRAY & CO. PHOENIX AZ 85016 Y Y PUBLIC FINANCE INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-13-2023 Gregory S. Byer Chief Compliance Officer