0000724683-23-000028.txt : 20231013
0000724683-23-000028.hdr.sgml : 20231013
20231013153531
ACCESSION NUMBER: 0000724683-23-000028
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: SWARTZ,GREGORY,GELON,
FILED AS OF DATE: 20231013
DATE AS OF CHANGE: 20231013
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 231324988
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Shelby O'Keefe
6123037092
Shelby.okeefe@psc.com
registration@psc.com
N
0000724683-14-000134
Y
GREGORY
GELON
SWARTZ
4717154
N
1
0000724683
PIPER JAFFRAY & CO.
09-29-2003
N
07-09-2014
0000724683
SUPERVISED
09-29-2003
1200 17TH STREET
SUITE 1250
DENVER
CO
80202-5856
LOCATED
09-29-2003
2525 EAST CAMELBACK ROAD
SUITE 925
PHOENIX
AZ
85016
LOCATED
11-14-2012
101 WEST OHIO
SUITE 2000
INDIANAPOLIS
IN
46204
09-2003
PIPER JAFFRAY & CO.
PHOENIX
AZ
85016
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-13-2023
Gregory S. Byer
Chief Compliance Officer