0000724683-23-000027.txt : 20231012 0000724683-23-000027.hdr.sgml : 20231012 20231012151052 ACCESSION NUMBER: 0000724683-23-000027 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: NELSON,DEREK,LELAND, FILED AS OF DATE: 20231012 DATE AS OF CHANGE: 20231012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 231322545 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Meghan Anderson 612-303-5696 registration@psc.com N 0000724683-20-000070 Y DEREK LELAND NELSON 4463545 N 1 0000724683 PIPER JAFFRAY & CO. 09-17-2001 N 07-09-2014 0000724683 LOCATED SUPERVISED 09-17-2001 11635 ROSEWOOD STREET LEAWOOD KS 66211 09-2001 PIPER JAFFRAY & CO. LEAWOOD KS 66211 Y Y PUBLIC FINANCE INVESTMENT BANKER Y 03-2020 Holy Cross Mission Endowment Fund 7851 W 119th St Overland Park KS 66213 N N Religious endowment Board member 1 Holy Cross Lutheran Church Mission Endowment Fund (MEF) provides mission partners and others the opportunity to support the ministry of Holy Cross through specific gifts, bequests, and memorials. The MEF will support ministries beyond the operating budget needs of the congregation. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-12-2023 Gregory S. Byer Chief Compliance Officer