0000724683-23-000027.txt : 20231012
0000724683-23-000027.hdr.sgml : 20231012
20231012151052
ACCESSION NUMBER: 0000724683-23-000027
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: NELSON,DEREK,LELAND,
FILED AS OF DATE: 20231012
DATE AS OF CHANGE: 20231012
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 231322545
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Meghan Anderson
612-303-5696
registration@psc.com
N
0000724683-20-000070
Y
DEREK
LELAND
NELSON
4463545
N
1
0000724683
PIPER JAFFRAY & CO.
09-17-2001
N
07-09-2014
0000724683
LOCATED
SUPERVISED
09-17-2001
11635 ROSEWOOD STREET
LEAWOOD
KS
66211
09-2001
PIPER JAFFRAY & CO.
LEAWOOD
KS
66211
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
Y
03-2020
Holy Cross Mission Endowment Fund
7851 W 119th St
Overland Park
KS
66213
N
N
Religious endowment
Board member
1
Holy Cross Lutheran Church Mission Endowment Fund (MEF) provides mission partners and others the opportunity to support the ministry of Holy Cross through specific gifts, bequests, and memorials. The MEF will support ministries beyond the operating budget needs of the congregation.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-12-2023
Gregory S. Byer
Chief Compliance Officer