0000724683-23-000026.txt : 20231010
0000724683-23-000026.hdr.sgml : 20231010
20231010133643
ACCESSION NUMBER: 0000724683-23-000026
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: COLLIER,CHRISTOPHER,M,
FILED AS OF DATE: 20231010
DATE AS OF CHANGE: 20231010
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 231317286
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Shelby O'Keefe
612-303-7092
shelby.okeefe@psc.com
registration@pjc.com
N
0000724683-19-000047
Y
Christopher
M
Collier
2547150
N
1
0000724683
PIPER JAFFRAY & CO.
10-21-2019
N
867-01178
LOCATED
10-21-2019
8235 Forsyth Blvd
Suite 600
Clayton
MO
63105
SUPERVISED
10-21-2019
11635 Rosewood Street
Leawood
KS
66211
Chris
M
Collier
10-2019
PIPER JAFFRAY & CO.
CLAYTON
MO
63105
Y
Y
PFS Investment Banker
01-2016
08-2019
HILLTOP SECURITIES INC
ST. LOUIS
MO
63131
Y
Y
MANAGING DIRECTOR, PUBLIC FINANCE
11-1999
12-2015
EDWARD JONES
ST. LOUIS
MO
63131
N
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-10-2023
Gregory S. Byer
Chief Compliance Officer