0000724683-23-000026.txt : 20231010 0000724683-23-000026.hdr.sgml : 20231010 20231010133643 ACCESSION NUMBER: 0000724683-23-000026 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: COLLIER,CHRISTOPHER,M, FILED AS OF DATE: 20231010 DATE AS OF CHANGE: 20231010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 231317286 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Shelby O'Keefe 612-303-7092 shelby.okeefe@psc.com registration@pjc.com N 0000724683-19-000047 Y Christopher M Collier 2547150 N 1 0000724683 PIPER JAFFRAY & CO. 10-21-2019 N 867-01178 LOCATED 10-21-2019 8235 Forsyth Blvd Suite 600 Clayton MO 63105 SUPERVISED 10-21-2019 11635 Rosewood Street Leawood KS 66211 Chris M Collier 10-2019 PIPER JAFFRAY & CO. CLAYTON MO 63105 Y Y PFS Investment Banker 01-2016 08-2019 HILLTOP SECURITIES INC ST. LOUIS MO 63131 Y Y MANAGING DIRECTOR, PUBLIC FINANCE 11-1999 12-2015 EDWARD JONES ST. LOUIS MO 63131 N Y Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-10-2023 Gregory S. Byer Chief Compliance Officer