0000724683-23-000024.txt : 20231010
0000724683-23-000024.hdr.sgml : 20231010
20231010133651
ACCESSION NUMBER: 0000724683-23-000024
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: DODD,NICHOLAS,JAMES,
FILED AS OF DATE: 20231010
DATE AS OF CHANGE: 20231010
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 231317287
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Shelby O'Keefe
612-303-7092
shelby.okeefe@psc.com
registration@psc.com
N
0000724683-20-000056
Y
NICHOLAS
JAMES
DODD
4313726
N
1
0000724683
PIPER JAFFRAY & CO.
06-07-2018
N
867-01178
LOCATED
06-07-2018
2525 EAST CAMELBACK ROAD
SUITE 950
PHOENIX
AZ
85016
06-2018
PIPER JAFFRAY & CO.
PHOENIX
AZ
85016
Y
Y
MANAGING DIRECTOR, MUNICIPAL FINANCE
03-2008
06-2018
RBC CAPITAL MARKETS, LLC
PHOENIX
AZ
85016
Y
Y
MUNICIPAL FINANCE DIRECTOR
Y
06-2018
Pi Kappa Alpha Endowment Fund
8347 West Range Cove
Memphis
TN
38125
N
Y
Non profit
Board Member
4
We manage the endowment and investments for the Pi Kappa Alpha Foundation
06-2018
Casa de Abuelita
290 S Gibson Street
Gilbert
AZ
85296
N
N
Member of LLC
Board Member
0
Member
06-2018
Chandler Education Foundation
1525 W Frye Road
Chandler
AZ
85224
N
N
Non-profit
Board member and treasurer
12
I am Treasurer of the Board and Chair of the Finance Committee.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-10-2023
Gregory S. Byer
Chief Compliance Officer