0000724683-23-000023.txt : 20230810 0000724683-23-000023.hdr.sgml : 20230810 20230810110404 ACCESSION NUMBER: 0000724683-23-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 EFFECTIVENESS DATE: 20230810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15951 FILM NUMBER: 231157840 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0000724683 XXXXXXXX 06-30-2023 06-30-2023 PIPER SANDLER & CO.

800 NICOLLET MALL SUITE 900 MINNEAPOLIS MN 55402-7020

13F HOLDINGS REPORT 028-15951 000000665 N Bridget Larsen 612-303-6843 Bridget Larsen Minneapolis MN 08-10-2023 0 21 93648303 false INFORMATION TABLE 2 pjc_13f_2q2023.xml AMERICAN ELEC PWR CO INC UNIT 08/15/2023 02557T307 3922087 78947 SH SOLE 78947 0 0 APOLLO COML REAL ESTATE FIN NOTE 5.375%10/1 03762UAC9 9899366 9993000 PRN SOLE 9993000 0 0 CARTESIAN GROWTH CORP II *W EXP 07/12/202 G19305120 63152 402500 SH SOLE 402500 0 0 CNO FINL GROUP INC COM 12621E103 24 1 SH SOLE 1 0 0 COLOMBIER ACQUISITION CORP CL A 19533H108 256750 25000 SH SOLE 25000 0 0 DA32 LIFE SCNCE TEC ACQSTN C CLASS A COM 23312M106 256531 25003 SH SOLE 25003 0 0 HELLO GROUP INC NOTE 1.250% 7/0 60879BAB3 3811507 3891000 PRN SOLE 3891000 0 0 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 2905500 3000000 PRN SOLE 3000000 0 0 ILLUMINA INC NOTE 8/1 452327AK5 1032710 1040000 PRN SOLE 1040000 0 0 KBR INC NOTE 2.500%11/0 48242WAB2 10249222 4000000 PRN SOLE 4000000 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 1228 27 SH SOLE 27 0 0 NEXTERA ENERGY INC UNIT 09/01/2023 65339F739 3914114 79831 SH SOLE 79831 0 0 OPPFI INC COM CL A 68386H103 121254 59438 SH SOLE 59438 0 0 OPPFI INC *W EXP 07/20/202 68386H111 2080 29719 SH SOLE 29719 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 30859440 14488000 PRN SOLE 14488000 0 0 PROFRAC HLDG CORP CLASS A COM 74319N100 91110 8164 SH SOLE 8164 0 0 REDWOOD TRUST INC NOTE 4.750% 8/1 758075AC9 6591207 6666000 PRN SOLE 6666000 0 0 SHATTUCK LABS INC COM 82024L103 123137 39467 SH SOLE 39467 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 2725295 2757000 PRN SOLE 2757000 0 0 TILRAY BRANDS INC NOTE 5.000%10/0 88688TAB6 4887074 4962000 PRN SOLE 4962000 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 11935515 12311000 PRN SOLE 12311000 0 0