0000724683-23-000018.txt : 20230525
0000724683-23-000018.hdr.sgml : 20230525
20230525082045
ACCESSION NUMBER: 0000724683-23-000018
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
BLOMMEL,DIANA,LYNN,
FILED AS OF DATE: 20230524
DATE AS OF CHANGE: 20230525
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 23956256
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Miranda Kemper
612-303-6523
miranda.kemper@psc.com
registration@psc.com
N
N
Diana
Lynn
Blommel
4026207
N
1
0000724683
PIPER SANDLER & CO.
08-16-2021
N
867-01178
LOCATED
08-16-2021
800 NICOLLET MALL
MINNEAPOLIS
MN
55402-7020
Diana
Lynn
Leisio
08-2021
Piper Sandler & Co.
MINNEAPOLIS
MN
55402
Y
Y
Compliance Rep
01-2017
08-2021
Ameriprise Financial Services Inc
MINNEAPOLIS
MN
55402
N
Y
Registered Representative
09-2015
01-2017
Voya Financial
MINNEAPOLIS
MN
55420
N
N
Group Life Insurance Underwriter
01-2015
09-2015
Ameritas Financial - NorthCentral DI
LAKEVILLE
MN
55044
N
N
Underwriting Case Manager
07-2014
01-2015
Thrivent Financial
LAKEVILLE
MN
55044
N
Y
Office Assistant
03-2008
07-2014
Unemployed
LAKEVILLE
MN
55044
N
N
Unemployed - Stay at home mom
Y
08-2002
Rental Property
18872 Iden Ave
Lakeville
MN
55044
N
N
Rental Propery
Owner
1
Rental income from 2 residential properties
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-24-2023
Gregory S. Byer
Chief Compliance Officer