0000724683-23-000017.txt : 20230511 0000724683-23-000017.hdr.sgml : 20230511 20230511102628 ACCESSION NUMBER: 0000724683-23-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 EFFECTIVENESS DATE: 20230511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15951 FILM NUMBER: 23909440 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0000724683 XXXXXXXX 03-31-2023 03-31-2023 PIPER SANDLER & CO.

800 NICOLLET MALL SUITE 900 MINNEAPOLIS MN 55402-7020

13F HOLDINGS REPORT 028-15951 N Bridget Larsen 612-303-6843 Bridget Larsen Minneapolis MN 05-11-2023 0 30 146060790 false INFORMATION TABLE 2 pjc_13f_1q2023.xml APOLLO COML REAL ESTATE FIN NOTE 5.375%10/1 03762UAC9 9680719 9993000 PRN SOLE 9993000 0 0 BECTON DICKINSON & CO 6% DP CONV PFD B 075887406 273957 5510 SH SOLE 5510 0 0 CARTESIAN GROWTH CORP II *W EXP 07/12/202 G19305120 64440 402500 SH SOLE 402500 0 0 COLOMBIER ACQUISITION CORP CL A 19533H108 253250 25000 SH SOLE 25000 0 0 DA32 LIFE SCNCE TEC ACQSTN C CLASS A COM 23312M106 253030 25003 SH SOLE 25003 0 0 DIGITALBRIDGE GROUP INC NOTE 5.000% 4/1 19624RAA4 16754000 16754000 PRN SOLE 16754000 0 0 HERBALIFE NUTRITION LTD NOTE 2.625% 3/1 42703MAD5 2842500 3000000 PRN SOLE 3000000 0 0 HOPE BANCORP INC NOTE 2.000% 5/1 43940TAB5 16771613 17335000 PRN SOLE 17335000 0 0 HOPE BANCORP INC COM 43940T109 2836016 288800 SH Put SOLE 288800 0 0 ILLUMINA INC NOTE 8/1 452327AK5 1013938 1040000 PRN SOLE 1040000 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 1160345 1162000 PRN SOLE 1162000 0 0 INVESTAR HLDG CORP COM 46134L105 31019 2222 SH SOLE 2222 0 0 IQIYI INC NOTE 2.000% 4/0 46267XAD0 14689000 14689000 PRN SOLE 14689000 0 0 KKR REAL ESTATE FIN TR INC NOTE 6.125% 5/1 48251KAB6 13113540 13246000 PRN SOLE 13246000 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 72290 73000 PRN SOLE 73000 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 109440 110000 PRN SOLE 110000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 3699350 1535000 PRN SOLE 1535000 0 0 OPPFI INC COM CL A 68386H103 121848 59438 SH SOLE 59438 0 0 OPPFI INC *W EXP 07/20/202 68386H111 2648 29719 SH SOLE 29719 0 0 PROFRAC HLDG CORP CLASS A COM 74319N100 103438 8164 SH SOLE 8164 0 0 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 9975000 10000000 PRN SOLE 10000000 0 0 REDWOOD TRUST INC NOTE 4.750% 8/1 758075AC9 4865418 5003000 PRN SOLE 5003000 0 0 SHATTUCK LABS INC COM 82024L103 116033 39467 SH SOLE 39467 0 0 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 14957024 10000000 PRN SOLE 10000000 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 4639330 4757000 PRN SOLE 4757000 0 0 SUPERNUS PHARMACEUTICALS NOTE 0.625% 4/0 868459AD0 6694063 6695000 PRN SOLE 6695000 0 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 7146790 2300000 PRN SOLE 2300000 0 0 TILRAY BRANDS INC NOTE 5.000%10/0 88688TAB6 4882244 4962000 PRN SOLE 4962000 0 0 TWO COM CL A G9152V101 256281 25003 SH SOLE 25003 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 8682226 8982000 PRN SOLE 8982000 0 0