0000724683-23-000009.txt : 20230126 0000724683-23-000009.hdr.sgml : 20230126 20230126152021 ACCESSION NUMBER: 0000724683-23-000009 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 KLEVEN,KEITH,PETER, FILED AS OF DATE: 20230126 DATE AS OF CHANGE: 20230126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 23557250 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Miranda Kemper 612-303-6523 miranda.kemper@psc.com registration@psc.com N N Keith Peter Kleven 5112318 N 1 0000724683 PIPER SANDLER & CO. 05-22-2006 N 867-01178 LOCATED 05-22-2006 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 05-2006 PIPER SANDLER & CO. MINNEAPOLIS MN 55402 Y Y Inv Banker-MD-PFS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-26-2023 Gregory S. Byer Chief Compliance Officer