0000724683-22-000036.txt : 20221114 0000724683-22-000036.hdr.sgml : 20221114 20221114110803 ACCESSION NUMBER: 0000724683-22-000036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15951 FILM NUMBER: 221382108 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000724683 XXXXXXXX 09-30-2022 09-30-2022 PIPER SANDLER & CO.

800 NICOLLET MALL SUITE 900 MINNEAPOLIS MN 55402-7020

13F HOLDINGS REPORT 028-15951 N Bridget Wherley 612-303-6843 Bridget Wherley Minneapolis MN 11-14-2022 0 40 123555 false INFORMATION TABLE 2 pjc_13f_3q2022.xml ABG ACQUISITION CORP I CL A SHS G00496102 248 25000 SH SOLE 25000 0 0 ARBOR REALTY TRUST INC NOTE 4.750%11/0 038923AP3 7623 7745000 PRN SOLE 7745000 0 0 ATLANTIC AVE ACQUISITION COR COM CL A 04906P101 251 25000 SH SOLE 25000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 11639 7250000 PRN SOLE 7250000 0 0 BCLS ACQUISITION CORP COM CL A G0904B105 56 5603 SH SOLE 5603 0 0 BITE ACQUISITION CORP COMMON STOCK 09175K105 51 5200 SH SOLE 5200 0 0 BLACKSTONE MORTGAGE TRUST IN NOTE 4.750% 3/1 09257WAC4 7616 7722000 PRN SOLE 7722000 0 0 CARTESIAN GROWTH CORP II *W EXP 07/12/202 G19305120 40 402500 SH SOLE 402500 0 0 COLOMBIER ACQUISITION CORP CL A 19533H108 244 25000 SH SOLE 25000 0 0 DA32 LIFE SCNCE TEC ACQSTN C CLASS A COM 23312M106 243 25003 SH SOLE 25003 0 0 DIGITALBRIDGE GROUP INC NOTE 5.000% 4/1 19624RAA4 5429 5514000 PRN SOLE 5514000 0 0 DTE ENERGY CO UNIT 11/01/2022 233331842 7286 145319 SH SOLE 145319 0 0 ELEVANCE HEALTH INC NOTE 2.750%10/1 94973VBG1 31567 4883000 PRN SOLE 4883000 0 0 FARFETCH LTD ORD SH CL A 30744W107 0 17 SH SOLE 17 0 0 FINTECH EVOLUTION ACQUIS GRO SHS CL A G3R19A104 57 5705 SH SOLE 5705 0 0 H WORLD GROUP LTD NOTE 0.375%11/0 16949NAC3 1471 1500000 PRN SOLE 1500000 0 0 HARPOON THERAPEUTICS INC COM 41358P106 563 580815 SH SOLE 580815 0 0 HEALTHCARE SERVICES ACQU COR COM CL A 42227K104 249 25000 SH SOLE 25000 0 0 HOPE BANCORP INC NOTE 2.000% 5/1 43940TAB5 7067 7415000 PRN SOLE 7415000 0 0 ILLUMINA INC NOTE 8/1 452327AK5 1232 1290000 PRN SOLE 1290000 0 0 INNOVIVA INC NOTE 2.125% 1/1 88338TAB0 491 500000 PRN SOLE 500000 0 0 KKR REAL ESTATE FIN TR INC NOTE 6.125% 5/1 48251KAB6 5223 5289000 PRN SOLE 5289000 0 0 LERER HIPPEAU ACQUISITION CO CL A 526749106 246 25026 SH SOLE 25026 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 60 62000 PRN SOLE 62000 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 7070 7233000 PRN SOLE 7233000 0 0 NUTANIX INC NOTE 1/1 67059NAB4 1819 1888000 PRN SOLE 1888000 0 0 OPPFI INC *W EXP 07/20/202 68386H111 7 29719 SH SOLE 29719 0 0 OPPFI INC COM CL A 68386H103 137 59438 SH SOLE 59438 0 0 REDWOOD TRUST INC NOTE 4.750% 8/1 758075AC9 98 100000 PRN SOLE 100000 0 0 SHATTUCK LABS INC COM 82024L103 107 39467 SH SOLE 39467 0 0 SLAM CORP CL A SHS G8210L105 249 25100 SH SOLE 25100 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 6423 6626000 PRN SOLE 6626000 0 0 SUPERNUS PHARMACEUTICALS NOTE 0.625% 4/0 868459AD0 3201 3300000 PRN SOLE 3300000 0 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 8954 4000000 PRN SOLE 4000000 0 0 TWO COM CL A G9152V101 247 25003 SH SOLE 25003 0 0 US WELL SERVICES INC CL A NEW 2022 91274U309 123 24255 SH SOLE 24255 0 0 VECTOR ACQUISITION CORP II CL A SHS G9460A104 168 16888 SH SOLE 16888 0 0 VEECO INSTRS INC DEL NOTE 2.700% 1/1 922417AD2 158 160000 PRN SOLE 160000 0 0 WEIBO CORP NOTE 1.250%11/1 948596AC5 5842 5916000 PRN SOLE 5916000 0 0