0000724683-22-000029.txt : 20220729
0000724683-22-000029.hdr.sgml : 20220729
20220729111718
ACCESSION NUMBER: 0000724683-22-000029
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KEITH,MICHAEL,LEROY,
FILED AS OF DATE: 20220728
DATE AS OF CHANGE: 20220729
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 221118441
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Miranda Kemper
6123036523
miranda.kemper@psc.com
registration@psc.com
N
0000724683-21-000024
Y
MICHAEL
LEROY
KEITH
4941361
N
1
0000724683
PIPER JAFFRAY & CO.
07-15-2013
N
07-09-2014
0000724683
LOCATED
07-15-2013
101 SOUTH CAPITOL BLVD
SUITE 603
BOISE
ID
83702
SUPERVISED
07-15-2013
1420 FIFTH AVE
SUITE 4300
SEATTLE
WA
98101
MIKE
LEROY
KEITH
07-2013
PIPER JAFFRAY & CO.
BOISE
ID
83702
Y
Y
PUBLIC FINANCE INVESTMENT BANKING
04-2005
07-2013
SEATTLE-NORTHWEST SECURITIES CORPORATION
SEATTLE
WA
98101
Y
Y
ASSOCIATE, INVESTMENT BANKING
05-2001
04-2005
BOISE STATE UNIVERSITY
BOISE
ID
83725
N
N
PROJECT ASSOCIATE
Y
03-2016
Idaho Collective LLC
Box 2306
Boise
ID
83701
N
N
Private
Co-Owner
20
Calendar advertising business
08-2017
Boise State Executive MBA Alumni Group
1910 university Drive
Boise
ID
83725
N
N
Alumni Association
Co-Chairman
40
Co-Chairman
03-2021
Behind the Berm Farm LLC
3279 S. Cloverdale Rd
Boise
ID
83709
N
N
Farm
Owner
40
We started up a Community Supported Agriculture Business (CSA) where we will produce and grow vegetables that will be sold through a weekly subscription called shares. The farm is called Behind the Berm Farm LLC
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-28-2022
Gregory S. Byer
Chief Compliance Officer