0000724683-22-000029.txt : 20220729 0000724683-22-000029.hdr.sgml : 20220729 20220729111718 ACCESSION NUMBER: 0000724683-22-000029 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 KEITH,MICHAEL,LEROY, FILED AS OF DATE: 20220728 DATE AS OF CHANGE: 20220729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 221118441 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Miranda Kemper 6123036523 miranda.kemper@psc.com registration@psc.com N 0000724683-21-000024 Y MICHAEL LEROY KEITH 4941361 N 1 0000724683 PIPER JAFFRAY & CO. 07-15-2013 N 07-09-2014 0000724683 LOCATED 07-15-2013 101 SOUTH CAPITOL BLVD SUITE 603 BOISE ID 83702 SUPERVISED 07-15-2013 1420 FIFTH AVE SUITE 4300 SEATTLE WA 98101 MIKE LEROY KEITH 07-2013 PIPER JAFFRAY & CO. BOISE ID 83702 Y Y PUBLIC FINANCE INVESTMENT BANKING 04-2005 07-2013 SEATTLE-NORTHWEST SECURITIES CORPORATION SEATTLE WA 98101 Y Y ASSOCIATE, INVESTMENT BANKING 05-2001 04-2005 BOISE STATE UNIVERSITY BOISE ID 83725 N N PROJECT ASSOCIATE Y 03-2016 Idaho Collective LLC Box 2306 Boise ID 83701 N N Private Co-Owner 20 Calendar advertising business 08-2017 Boise State Executive MBA Alumni Group 1910 university Drive Boise ID 83725 N N Alumni Association Co-Chairman 40 Co-Chairman 03-2021 Behind the Berm Farm LLC 3279 S. Cloverdale Rd Boise ID 83709 N N Farm Owner 40 We started up a Community Supported Agriculture Business (CSA) where we will produce and grow vegetables that will be sold through a weekly subscription called shares. The farm is called Behind the Berm Farm LLC N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-28-2022 Gregory S. Byer Chief Compliance Officer