The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AYTU BIOSCIENCE INC | COM | 054754874 | 297 | 49,590 | SH | SOLE | 49,590 | 0 | 0 | ||
| EATON VANCE CORP | COM NON VTG | 278265103 | 34 | 500 | SH | SOLE | 500 | 0 | 0 | ||
| ENCORE CAP GROUP INC | NOTE 2.875% 3/1 | 292554AH5 | 5,016 | 5,067,000 | PRN | SOLE | 5,067,000 | 0 | 0 | ||
| FG NEW AMER ACQUISITION CORP | UNIT 08/31/2027 | 30259V205 | 631 | 59,437 | SH | SOLE | 59,437 | 0 | 0 | ||
| FIVE9 INC | NOTE 0.125% 5/0 | 338307AB7 | 11,168 | 2,719,000 | PRN | SOLE | 2,719,000 | 0 | 0 | ||
| HUBSPOT INC | NOTE 0.250% 6/0 | 443573AB6 | 1,549 | 395,000 | PRN | SOLE | 395,000 | 0 | 0 | ||
| INPHI CORP | NOTE 0.750% 9/0 | 45772FAC1 | 1,868 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
| NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 1,699 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
| NOVELLUS SYS INC | NOTE 2.625% 5/1 | 670008AD3 | 9,108 | 613,000 | PRN | SOLE | 613,000 | 0 | 0 | ||
| RBB BANCORP | COM | 74930B105 | 166 | 10,777 | SH | SOLE | 10,777 | 0 | 0 | ||
| RINGCENTRAL INC | NOTE 3/1 | 76680RAD9 | 4,720 | 1,148,000 | PRN | SOLE | 1,148,000 | 0 | 0 | ||
| SERVICENOW INC | NOTE 6/0 | 81762PAC6 | 14,929 | 3,783,000 | PRN | SOLE | 3,783,000 | 0 | 0 | ||
| SHATTUCK LABS INC | COM | 82024L103 | 5,709 | 108,935 | SH | SOLE | 108,935 | 0 | 0 | ||
| SOUTH JERSEY INDS INC | UNIT 99/99/9999 | 838518116 | 5,293 | 148,256 | SH | SOLE | 148,256 | 0 | 0 | ||
| SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 1,828 | 1,800,000 | PRN | SOLE | 1,800,000 | 0 | 0 | ||
| TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 4,722 | 483,000 | PRN | SOLE | 483,000 | 0 | 0 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 12,695 | 1,190,000 | PRN | SOLE | 1,190,000 | 0 | 0 | ||
| TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 41,496 | 3,682,000 | PRN | SOLE | 3,682,000 | 0 | 0 | ||
| TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 12,425 | 12,550,000 | PRN | SOLE | 12,550,000 | 0 | 0 | ||
| TUTOR PERINI CORP | NOTE 2.875% 6/1 | 901109AD0 | 3,293 | 3,360,000 | PRN | SOLE | 3,360,000 | 0 | 0 | ||
| US WELL SERVICES INC | CL A | 91274U101 | 209 | 509,337 | SH | SOLE | 509,337 | 0 | 0 | ||