0000724683-21-000031.txt : 20210922 0000724683-21-000031.hdr.sgml : 20210922 20210922094712 ACCESSION NUMBER: 0000724683-21-000031 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 EVANS,PETER,WILFRED, FILED AS OF DATE: 20210921 DATE AS OF CHANGE: 20210922 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 211268338 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Miranda Kemper 612-303-6523 miranda.kemper@psc.com registration@psc.com N N Peter Wilfred Evans 2214943 N 1 0000724683 PIPER SANDLER & CO. 09-15-2021 N 867-01178 LOCATED 09-15-2021 1777 Botelho Drive Suite 345 Walnut Creek CA 94596 09-2021 Piper Sandler & Co. Walnut Creek CA 94596 Y Y Inv Banker-SVP-PFS 08-2010 09-2021 WESTHOFF, CONE & HOLMSTEDT Walnut Creek CA 94596 Y Y REGISTERED REPRESENTATIVE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-16-2021 Gregory S. Byer Chief Compliance Officer