0000724683-21-000031.txt : 20210922
0000724683-21-000031.hdr.sgml : 20210922
20210922094712
ACCESSION NUMBER: 0000724683-21-000031
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
EVANS,PETER,WILFRED,
FILED AS OF DATE: 20210921
DATE AS OF CHANGE: 20210922
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 211268338
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Miranda Kemper
612-303-6523
miranda.kemper@psc.com
registration@psc.com
N
N
Peter
Wilfred
Evans
2214943
N
1
0000724683
PIPER SANDLER & CO.
09-15-2021
N
867-01178
LOCATED
09-15-2021
1777 Botelho Drive
Suite 345
Walnut Creek
CA
94596
09-2021
Piper Sandler & Co.
Walnut Creek
CA
94596
Y
Y
Inv Banker-SVP-PFS
08-2010
09-2021
WESTHOFF, CONE & HOLMSTEDT
Walnut Creek
CA
94596
Y
Y
REGISTERED REPRESENTATIVE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-16-2021
Gregory S. Byer
Chief Compliance Officer