0000724683-21-000030.txt : 20210914 0000724683-21-000030.hdr.sgml : 20210914 20210914121045 ACCESSION NUMBER: 0000724683-21-000030 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 DODD,ANDREW,JEFFREY, FILED AS OF DATE: 20210914 DATE AS OF CHANGE: 20210914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 211251821 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Miranda Kemper 6123036523 miranda.kemper@psc.com registration@psc.com N N Andrew Jeffrey Dodd 6671650 N 1 0000724683 PIPER SANDLER & CO. 08-23-2021 N 867-01178 SUPERVISED 08-23-2021 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 LOCATED 08-23-2021 444 W Lake St Suite 3300 Chicago IL 60606 08-2021 Piper Sandler & Co. Chicago IL 60606 Y Y Associate, Public Finance Investment Banking 09-2019 08-2021 KEYBANC CAPITAL MARKETS INC. Chicago IL 60606 Y Y ANALYST, PUBLIC SECTOR 06-2017 08-2019 George K. Baum & Company Kansas City MO 64112 Y Y Municipal Investment Banking Analyst 08-2016 05-2017 Student Chapel Hill NC 27514 N N Full Time Student 06-2016 08-2016 George K. Baum & Company Kansas City MO 64112 Y Y Intern 08-2014 06-2016 Student Chapel Hill NC 27514 N N Student 06-2014 08-2014 NSCU FAI Raleigh NC 27607 N N Temp Administrative Assistant 08-2013 06-2014 Student Chapel Hill NC 27514 N N Student 06-2007 06-2013 Student Maplewood NJ 07040 N N Full time student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-07-2021 Gregory S. Byer Chief Compliance Officer