0000724683-21-000023.txt : 20210602 0000724683-21-000023.hdr.sgml : 20210602 20210602120500 ACCESSION NUMBER: 0000724683-21-000023 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BOWERS,ALEXANDER,JAMES, FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 21988302 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.grinnell@psc.com registration@psc.com N Y ALEXANDER JAMES BOWERS 6264572 N 1 0000724683 PIPER JAFFRAY & CO. 10-26-2015 N 867-01178 LOCATED SUPERVISED 10-26-2015 1300 SW FIFTH AVE PORTLAND OR 97201 ALEX JAMES BOWERS 10-2015 PIPER JAFFRAY & CO PORTLAND OR 97201 Y Y PUBLIC FINANCE 08-2013 10-2015 PERFORMANCE TRUST CAPITAL PARTNERS CHICAGO IL 97204 N Y ANALYST 01-2011 09-2013 DELTADYNE ANALYTICS PORTLAND OR 97202 N N DIRECTOR OF OPERATIONS 06-2005 12-2012 DELO & BOWERS, LLP PORTLAND OR 97201 N N RESEARCH ANALYST 05-2009 01-2011 Nemesis Entertainment Corporation Portland OR 97214 N N STAFFING DIRECTOR 08-2008 03-2009 HAVOK STOCK, INC PORTLAND OR 97204 N N SALES CONSULTANT 08-2004 06-2008 UNIVERSITY OF CHICAGO CHICAGO IL 60637 N N UNDERGRADUATE STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-02-2021 Gregory S. Byer Chief Compliance Officer