0000724683-21-000023.txt : 20210602
0000724683-21-000023.hdr.sgml : 20210602
20210602120500
ACCESSION NUMBER: 0000724683-21-000023
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BOWERS,ALEXANDER,JAMES,
FILED AS OF DATE: 20210602
DATE AS OF CHANGE: 20210602
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 21988302
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
612-303-6523
madeline.grinnell@psc.com
registration@psc.com
N
Y
ALEXANDER
JAMES
BOWERS
6264572
N
1
0000724683
PIPER JAFFRAY & CO.
10-26-2015
N
867-01178
LOCATED
SUPERVISED
10-26-2015
1300 SW FIFTH AVE
PORTLAND
OR
97201
ALEX
JAMES
BOWERS
10-2015
PIPER JAFFRAY & CO
PORTLAND
OR
97201
Y
Y
PUBLIC FINANCE
08-2013
10-2015
PERFORMANCE TRUST CAPITAL PARTNERS
CHICAGO
IL
97204
N
Y
ANALYST
01-2011
09-2013
DELTADYNE ANALYTICS
PORTLAND
OR
97202
N
N
DIRECTOR OF OPERATIONS
06-2005
12-2012
DELO & BOWERS, LLP
PORTLAND
OR
97201
N
N
RESEARCH ANALYST
05-2009
01-2011
Nemesis Entertainment Corporation
Portland
OR
97214
N
N
STAFFING DIRECTOR
08-2008
03-2009
HAVOK STOCK, INC
PORTLAND
OR
97204
N
N
SALES CONSULTANT
08-2004
06-2008
UNIVERSITY OF CHICAGO
CHICAGO
IL
60637
N
N
UNDERGRADUATE STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-02-2021
Gregory S. Byer
Chief Compliance Officer