0000724683-21-000022.txt : 20210518 0000724683-21-000022.hdr.sgml : 20210518 20210518084852 ACCESSION NUMBER: 0000724683-21-000022 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MURILLO COMPEAN,AMERICA,JAZMIN, FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 21934004 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.grinnell@psc.com registration@psc.com N Y America Jazmin Murillo Compean 7053870 N 1 0000724683 PIPER SANDLER & CO. 12-10-2019 N 867-01178 LOCATED 12-10-2019 1200 17TH STREET SUITE 1250 DENVER CO 80202 12-2019 PIPER SANDLER & CO. DENVER CO 80202 Y Y PFS INV BANKER 07-2019 09-2019 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 N Y CONTINUING DISCLOSURE ANALYST 12-2018 07-2019 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 N Y PENDING - CONTINUING DISCLOSURE ANALYST 02-2017 11-2018 S&P GLOBAL RATINGS CENTENNIAL CO 80112 N N RATING ANALYST USPF 01-2015 02-2017 S&P GLOBAL RATINGS DALLAS TX 75201 N N RATINGS SUPPORT SPECIALIST 08-2013 12-2014 TEXAS CONFERENCE OF SDA ALVARADO TX 76009 N N STATISTICAL DATA SPECIALIST 06-2010 07-2013 360 CATERING KEENE TX 76059 N N WAIT STAFF 08-2009 06-2010 FULL-TIME EDUCATION KEENE TX 76031 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-17-2021 GREGORY S. BYER CHIEF COMPLIANCE OFFICER