0000724683-21-000022.txt : 20210518
0000724683-21-000022.hdr.sgml : 20210518
20210518084852
ACCESSION NUMBER: 0000724683-21-000022
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MURILLO COMPEAN,AMERICA,JAZMIN,
FILED AS OF DATE: 20210517
DATE AS OF CHANGE: 20210518
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 21934004
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
612-303-6523
madeline.grinnell@psc.com
registration@psc.com
N
Y
America
Jazmin
Murillo Compean
7053870
N
1
0000724683
PIPER SANDLER & CO.
12-10-2019
N
867-01178
LOCATED
12-10-2019
1200 17TH STREET
SUITE 1250
DENVER
CO
80202
12-2019
PIPER SANDLER & CO.
DENVER
CO
80202
Y
Y
PFS INV BANKER
07-2019
09-2019
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
N
Y
CONTINUING DISCLOSURE ANALYST
12-2018
07-2019
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
N
Y
PENDING - CONTINUING DISCLOSURE ANALYST
02-2017
11-2018
S&P GLOBAL RATINGS
CENTENNIAL
CO
80112
N
N
RATING ANALYST USPF
01-2015
02-2017
S&P GLOBAL RATINGS
DALLAS
TX
75201
N
N
RATINGS SUPPORT SPECIALIST
08-2013
12-2014
TEXAS CONFERENCE OF SDA
ALVARADO
TX
76009
N
N
STATISTICAL DATA SPECIALIST
06-2010
07-2013
360 CATERING
KEENE
TX
76059
N
N
WAIT STAFF
08-2009
06-2010
FULL-TIME EDUCATION
KEENE
TX
76031
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-17-2021
GREGORY S. BYER
CHIEF COMPLIANCE OFFICER