The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| DOCUSIGN INC | NOTE 0.500% 9/1 | 256163AB2 | 4,635 | 1,598,000 | PRN | SOLE | 1,598,000 | 0 | 0 | ||
| DUDDELL STREET ACQUISITN COR | UNIT 10/21/2025 | G28553124 | 29 | 2,793 | SH | SOLE | 2,793 | 0 | 0 | ||
| FG NEW AMER ACQUISITION CORP | UNIT 08/31/2027 | 30259V205 | 659 | 59,437 | SH | SOLE | 59,437 | 0 | 0 | ||
| FIVE9 INC | NOTE 0.125% 5/0 | 338307AB7 | 3,827 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
| HUBSPOT INC | NOTE 0.250% 6/0 | 443573AB6 | 766 | 160,000 | PRN | SOLE | 160,000 | 0 | 0 | ||
| INPHI CORP | NOTE 0.750% 9/0 | 45772FAC1 | 3,928 | 1,270,000 | PRN | SOLE | 1,270,000 | 0 | 0 | ||
| NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 31,919 | 11,995,000 | PRN | SOLE | 11,995,000 | 0 | 0 | ||
| NOVELLUS SYS INC | NOTE 2.625% 5/1 | 670008AD3 | 8,383 | 444,000 | PRN | SOLE | 444,000 | 0 | 0 | ||
| SERVICENOW INC | NOTE 6/0 | 81762PAC6 | 17,917 | 5,004,000 | PRN | SOLE | 5,004,000 | 0 | 0 | ||
| SHATTUCK LABS INC | COM | 82024L103 | 3,185 | 108,935 | SH | SOLE | 108,935 | 0 | 0 | ||
| SOUTH JERSEY INDS INC | UNIT 99/99/9999 | 838518116 | 6,093 | 158,256 | SH | SOLE | 158,256 | 0 | 0 | ||
| SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 1,278 | 1,249,000 | PRN | SOLE | 1,249,000 | 0 | 0 | ||
| TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 21,424 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
| TUTOR PERINI CORP | NOTE 2.875% 6/1 | 901109AD0 | 3,738 | 3,722,000 | PRN | SOLE | 3,722,000 | 0 | 0 | ||
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 7,460 | 7,184,000 | PRN | SOLE | 7,184,000 | 0 | 0 | ||
| US WELL SERVICES INC | CL A | 91274U101 | 530 | 509,337 | SH | SOLE | 509,337 | 0 | 0 | ||
| VERINT SYS INC | NOTE 1.500% 6/0 | 92343XAA8 | 1,908 | 1,698,000 | PRN | SOLE | 1,698,000 | 0 | 0 | ||
| WELLPOINT INC | NOTE 2.750%10/1 | 94973VBG1 | 2,771 | 553,000 | PRN | SOLE | 553,000 | 0 | 0 | ||