0000724683-21-000020.txt : 20210414
0000724683-21-000020.hdr.sgml : 20210414
20210414153504
ACCESSION NUMBER: 0000724683-21-000020
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CALDWELL,SAMUEL,T,
FILED AS OF DATE: 20210414
DATE AS OF CHANGE: 20210414
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 21825590
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
SAMUEL
T
CALDWELL
6395476
N
1
0000724683
PIPER JAFFRAY & CO.
04-09-2018
N
867-01178
LOCATED
04-09-2018
TWO LOGAN SQUARE 100 N 18TH STREET
SUITE 1820
PHILADELPHIA
PA
19103
04-2018
PIPER JAFFRAY & CO
PHILADELPHIA
PA
19103
Y
Y
PUBLIC FINANCE ANALYST
07-2016
04-2018
PUBLIC FINANCIAL MANAGEMENT, INC.
MINNEAPOLIS
MN
55402
Y
Y
PUBLIC FINANCE ANALYST
08-2015
08-2016
GARRARD COUNTY
LANCASTER
KY
40444
N
N
INTERN
08-2014
08-2015
RAYMOND JAMES FINANCIAL
LEXINGTON
KY
40507
Y
Y
INTERN
08-2012
12-2014
CENTRE COLLEGE
DANVILLE
KY
40422
N
N
WORK STUDY
08-2011
08-2012
DOW CORNING
CARROLLTON
KY
41008
N
N
CO OP STUDENT
08-2000
05-2012
CARROLL COUNTY K-12
CARROLLTON
KY
41008
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-14-2021
GREGORY S. BYER
CHIEF COMPLIANCE OFFICER