0000724683-21-000019.txt : 20210409 0000724683-21-000019.hdr.sgml : 20210409 20210409105421 ACCESSION NUMBER: 0000724683-21-000019 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 DENHAM,JOSEPH,ARTHUR, FILED AS OF DATE: 20210408 DATE AS OF CHANGE: 20210409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 21816856 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.grinnell@psc.com registration@psc.com N N JOSEPH ARTHUR DENHAM 6148214 N 1 0000724683 PIPER SANDLER & CO. 01-01-2021 N 867-01178 LOCATED 01-01-2021 570 LEXINGTON AVE 22ND FLOOR NEW YORK NY 10022 01-2021 PIPER SANDLER & CO NEW YORK NY 10022 Y Y INV BANKER MD 09-2018 01-2021 BA SECURITIES NEW YORK NY 10022 Y N REGISTERED REPRESENTATIVE 06-2017 01-2021 TRS ADVISORS LLC NEW YORK NY 10022 N Y PROJECT MANAGEMENT 10-2012 03-2018 ROTHSCHILD INC NEW YORK NY 10020 Y Y DIRECTOR 09-2010 10-2012 N M ROTHSCHILD & SONS LIMITED LONDON X0 EC4N 8AL N Y ASSOCIATE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-08-2021 GREGORY S. BYER CHIEF COMPLIANCE OFFICER