0000724683-21-000019.txt : 20210409
0000724683-21-000019.hdr.sgml : 20210409
20210409105421
ACCESSION NUMBER: 0000724683-21-000019
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
DENHAM,JOSEPH,ARTHUR,
FILED AS OF DATE: 20210408
DATE AS OF CHANGE: 20210409
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 21816856
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Madeline Grinnell
612-303-6523
madeline.grinnell@psc.com
registration@psc.com
N
N
JOSEPH
ARTHUR
DENHAM
6148214
N
1
0000724683
PIPER SANDLER & CO.
01-01-2021
N
867-01178
LOCATED
01-01-2021
570 LEXINGTON AVE
22ND FLOOR
NEW YORK
NY
10022
01-2021
PIPER SANDLER & CO
NEW YORK
NY
10022
Y
Y
INV BANKER MD
09-2018
01-2021
BA SECURITIES
NEW YORK
NY
10022
Y
N
REGISTERED REPRESENTATIVE
06-2017
01-2021
TRS ADVISORS LLC
NEW YORK
NY
10022
N
Y
PROJECT MANAGEMENT
10-2012
03-2018
ROTHSCHILD INC
NEW YORK
NY
10020
Y
Y
DIRECTOR
09-2010
10-2012
N M ROTHSCHILD & SONS LIMITED
LONDON
X0
EC4N 8AL
N
Y
ASSOCIATE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-08-2021
GREGORY S. BYER
CHIEF COMPLIANCE OFFICER