0000724683-21-000015.txt : 20210225 0000724683-21-000015.hdr.sgml : 20210225 20210225172518 ACCESSION NUMBER: 0000724683-21-000015 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 SNYDER,TODD,RAYMOND, FILED AS OF DATE: 20210225 DATE AS OF CHANGE: 20210225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 21681897 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Madeline Grinnell madeline.grinnell@psc.com registration@psc.com N N TODD RAYMOND SNYDER 2481295 N 1 0000724683 PIPER SANDLER & CO. 01-01-2021 N 867-01178 LOCATED 01-01-2021 570 LEXINGTON AVE 22ND FLOOR NEW YORK NY 10022 SUPERVISED 01-01-2021 609 MAIN STREET 38TH FLOOR HOUSTON TX 77002 01-2021 PIPER SANDLER & CO. NEW YORK NY 10022 Y Y MANAGING DIRECTOR 05-2018 01-2021 BA SECURITIES NEW YORK NY 10022 N Y REGISTERED REPRESENTATIVE 01-2018 01-2021 NORTHEAST MUNICIPAL ADVISORS PORTLAND ME 04103 Y Y MUNICIPAL ADVISOR 03-2000 12-2017 ROTHSCHILD INC NEW YORK NY 10020 Y Y MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-25-2021 Gregory S. Byer Chief Compliance Officer