0000724683-21-000015.txt : 20210225
0000724683-21-000015.hdr.sgml : 20210225
20210225172518
ACCESSION NUMBER: 0000724683-21-000015
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
SNYDER,TODD,RAYMOND,
FILED AS OF DATE: 20210225
DATE AS OF CHANGE: 20210225
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 21681897
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Madeline
Grinnell
madeline.grinnell@psc.com
registration@psc.com
N
N
TODD
RAYMOND
SNYDER
2481295
N
1
0000724683
PIPER SANDLER & CO.
01-01-2021
N
867-01178
LOCATED
01-01-2021
570 LEXINGTON AVE
22ND FLOOR
NEW YORK
NY
10022
SUPERVISED
01-01-2021
609 MAIN STREET
38TH FLOOR
HOUSTON
TX
77002
01-2021
PIPER SANDLER & CO.
NEW YORK
NY
10022
Y
Y
MANAGING DIRECTOR
05-2018
01-2021
BA SECURITIES
NEW YORK
NY
10022
N
Y
REGISTERED REPRESENTATIVE
01-2018
01-2021
NORTHEAST MUNICIPAL ADVISORS
PORTLAND
ME
04103
Y
Y
MUNICIPAL ADVISOR
03-2000
12-2017
ROTHSCHILD INC
NEW YORK
NY
10020
Y
Y
MANAGING DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-25-2021
Gregory S. Byer
Chief Compliance Officer