0000724683-20-000111.txt : 20201209 0000724683-20-000111.hdr.sgml : 20201209 20201209094115 ACCESSION NUMBER: 0000724683-20-000111 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 OSWALD,TIMOTHY,JOHN, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201377086 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N TIMOTHY JOHN OSWALD 1932748 N 1 0000724683 PIPER JAFFRAY & CO. 01-09-1989 N 07-09-2014 0000724683 LOCATED 01-09-1989 3900 INGERSOLL AVENUE SUITE 110 DES MOINES IA 50312 SUPERVISED 12-31-2003 11635 ROSEWOOD STREET LEAWOOD KS 66211 01-1989 PIPER JAFFRAY & CO. DES MOINES IA 50312 Y Y PUBLIC FINANCE INVESTMENT BANKER Y 09-2020 Holy Family Foundation 1265 East 9th Street Des Moines IA 50316 N N volunteer board member for private not for profit foundation that provides financial support to a private K-8 school that focuses on first generation immigrant families Board Member / Director 4 board member/director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer