0000724683-20-000110.txt : 20201209 0000724683-20-000110.hdr.sgml : 20201209 20201209094136 ACCESSION NUMBER: 0000724683-20-000110 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MCGUFFEE,JERE,SHEFFIELD,II FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201377088 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N JERE SHEFFIELD MCGUFFEE II 2211189 N 1 0000724683 PIPER JAFFRAY & CO. 08-16-2011 N 07-09-2014 0000724683 LOCATED 08-16-2011 3400 PLAYERS CLUB SUITE 150 MEMPHIS TN 38125 SUPERVISED 08-16-2011 800 NICOLLET MALL MINNEAPOLIS MN 55402 JERE SHEFFIELD MCGUFFEE 08-2011 PIPER JAFFRAY & CO. MEMPHIS TN 38125 Y Y PUBLIC FINANCE INVESTMENT BANKER 09-2008 08-2011 MESIROW FINANCIAL, INC. MEMPHIS TN 37774 Y Y MANAGING DIRECTOR 05-2008 09-2008 WINTHORPE MORGAN, INC. GERMANTOWN TN 38139 Y Y OWNER 10-2006 03-2008 DEUTSCHE BANK SECURITIES MEMPHIS TN 38139 N Y DIRECTOR 06-2005 10-2006 BEAR, STEARNS & CO. INC. NEW YORK NY 10179 N Y MANAGING DIRECTOR/PRINCIPAL, MARKETER 01-1992 06-2005 MORGAN KEEGAN & COMPANY, INC. MEMPHIS TN 38120 Y Y MANAGING DIRECTOR Y 09-2014 St. George's Independent School 8235 Dogwood Road Germantown TN 38139 N N Educational institution treasurer 4 board member/ director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer