0000724683-20-000110.txt : 20201209
0000724683-20-000110.hdr.sgml : 20201209
20201209094136
ACCESSION NUMBER: 0000724683-20-000110
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MCGUFFEE,JERE,SHEFFIELD,II
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201377088
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
JERE
SHEFFIELD
MCGUFFEE
II
2211189
N
1
0000724683
PIPER JAFFRAY & CO.
08-16-2011
N
07-09-2014
0000724683
LOCATED
08-16-2011
3400 PLAYERS CLUB
SUITE 150
MEMPHIS
TN
38125
SUPERVISED
08-16-2011
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
JERE
SHEFFIELD
MCGUFFEE
08-2011
PIPER JAFFRAY & CO.
MEMPHIS
TN
38125
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
09-2008
08-2011
MESIROW FINANCIAL, INC.
MEMPHIS
TN
37774
Y
Y
MANAGING DIRECTOR
05-2008
09-2008
WINTHORPE MORGAN, INC.
GERMANTOWN
TN
38139
Y
Y
OWNER
10-2006
03-2008
DEUTSCHE BANK SECURITIES
MEMPHIS
TN
38139
N
Y
DIRECTOR
06-2005
10-2006
BEAR, STEARNS & CO. INC.
NEW YORK
NY
10179
N
Y
MANAGING DIRECTOR/PRINCIPAL, MARKETER
01-1992
06-2005
MORGAN KEEGAN & COMPANY, INC.
MEMPHIS
TN
38120
Y
Y
MANAGING DIRECTOR
Y
09-2014
St. George's Independent School
8235 Dogwood Road
Germantown
TN
38139
N
N
Educational institution
treasurer
4
board member/ director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer