0000724683-20-000109.txt : 20201209
0000724683-20-000109.hdr.sgml : 20201209
20201209094155
ACCESSION NUMBER: 0000724683-20-000109
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LEFLER,BRUCE,DAVID,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201377091
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
612-303-6523
madeline.grinnell@psc.com
registration@psc.com
N
N
Bruce
David
Lefler
1516526
N
1
0000724683
PIPER JAFFRAY & CO.
08-12-2019
N
867-01178
LOCATED
08-12-2019
14301 FNB Parkway
Suite 100
Omaha
NE
68154
SUPERVISED
08-12-2019
233 S 13th St
Suite 1100
Lincoln
NE
68508
08-2019
Piper Jaffray & Co.
Omaha
NE
68154
Y
Y
PFS Inv Banker
04-1997
08-2019
Ameritas Investment Corp.
Lincoln
NE
68114
Y
Y
Registered Rep
Y
08-2019
Ponca Hills Rural Fire Protection District Board
N/A
Omaha
NE
68112
N
N
Fire protection
Board member/director
1
board member
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer