0000724683-20-000109.txt : 20201209 0000724683-20-000109.hdr.sgml : 20201209 20201209094155 ACCESSION NUMBER: 0000724683-20-000109 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LEFLER,BRUCE,DAVID, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201377091 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.grinnell@psc.com registration@psc.com N N Bruce David Lefler 1516526 N 1 0000724683 PIPER JAFFRAY & CO. 08-12-2019 N 867-01178 LOCATED 08-12-2019 14301 FNB Parkway Suite 100 Omaha NE 68154 SUPERVISED 08-12-2019 233 S 13th St Suite 1100 Lincoln NE 68508 08-2019 Piper Jaffray & Co. Omaha NE 68154 Y Y PFS Inv Banker 04-1997 08-2019 Ameritas Investment Corp. Lincoln NE 68114 Y Y Registered Rep Y 08-2019 Ponca Hills Rural Fire Protection District Board N/A Omaha NE 68112 N N Fire protection Board member/director 1 board member N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer