0000724683-20-000108.txt : 20201209
0000724683-20-000108.hdr.sgml : 20201209
20201209094316
ACCESSION NUMBER: 0000724683-20-000108
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KOSTER,KATHERINE,ANN,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201377092
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
KATHERINE
ANN
KOSTER
2852316
N
1
0000724683
PIPER JAFFRAY & CO.
06-09-2008
N
867-01178
LOCATED
06-09-2008
1100 SOUTH COAST HIGHWAY
SUITE 300A
LAGUNA BEACH
CA
92651
SUPERVISED
06-09-2008
2321 ROSECRANS AVE
SUITE 3200
EL SEGUNDO
CA
90254
KATHERINE
ANN
VAUGHN
06-2008
PIPER JAFFRAY & CO.
LAGUNA BEACH
CA
92651
Y
Y
PUBLIC FINANCE INVESTMENT BANKING
05-2005
06-2008
UBS SECURITIES LLC
STAMFORD
CT
06901
N
Y
INVESTMENT BANKING
01-2003
05-2005
SOUTHWEST SECURITIES, INC.
NEWPORT BEACH
CA
92660
N
Y
INVESTMENT BANKER
Y
11-2019
Polar Power, Inc.
249 E. Gardena Blvd
Gardena
CA
90248
N
N
manufacturing
Independent director
16
low cost energy manufacturer - independent director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer