0000724683-20-000106.txt : 20201209 0000724683-20-000106.hdr.sgml : 20201209 20201209094402 ACCESSION NUMBER: 0000724683-20-000106 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 INNIS,THOMAS,PATRICK, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201377094 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N THOMAS PATRICK INNIS 2575927 N 1 0000724683 PIPER JAFFRAY & CO. 09-15-2016 N 867-01178 LOCATED 09-15-2016 50 CALIFORNIA ST 31ST FLOOR SAN FRANCISCO CA 94111 11-2016 PIPER JAFFRAY & CO. SAN FRANCISCO CA 94111 Y Y PUBLIC FINANCE 07-2013 09-2016 RAYMOND JAMES & ASSOCIATES SAN FRANCISCO CA 94111 Y Y MANAGING DIRECTOR 11-2011 07-2013 STIFEL, NICOLAUS & COMPANY, INC. SAN FRANCISCO CA 94111 Y Y REGISTERED REPRESENTATIVE 06-2008 11-2011 STONE & YOUNGBERG LLC SAN FRANCISCO CA 94111 N Y REGISTERED REPRESENTATIVE 08-2006 06-2008 UBS SECURITIES LLC SAN FRANCISCO CA 94111 N Y SENIOR ASSOCIATE Y 08-2019 Los Banos Liberation Memorial Scholarship 15829 Thiel Way Grass Valley CA 95949 N N Raises money to provide high school and college scholarships for children in a rural area of the Phillipines Board member/ director 4 board member/director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer