0000724683-20-000106.txt : 20201209
0000724683-20-000106.hdr.sgml : 20201209
20201209094402
ACCESSION NUMBER: 0000724683-20-000106
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
INNIS,THOMAS,PATRICK,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201377094
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
THOMAS
PATRICK
INNIS
2575927
N
1
0000724683
PIPER JAFFRAY & CO.
09-15-2016
N
867-01178
LOCATED
09-15-2016
50 CALIFORNIA ST
31ST FLOOR
SAN FRANCISCO
CA
94111
11-2016
PIPER JAFFRAY & CO.
SAN FRANCISCO
CA
94111
Y
Y
PUBLIC FINANCE
07-2013
09-2016
RAYMOND JAMES & ASSOCIATES
SAN FRANCISCO
CA
94111
Y
Y
MANAGING DIRECTOR
11-2011
07-2013
STIFEL, NICOLAUS & COMPANY, INC.
SAN FRANCISCO
CA
94111
Y
Y
REGISTERED REPRESENTATIVE
06-2008
11-2011
STONE & YOUNGBERG LLC
SAN FRANCISCO
CA
94111
N
Y
REGISTERED REPRESENTATIVE
08-2006
06-2008
UBS SECURITIES LLC
SAN FRANCISCO
CA
94111
N
Y
SENIOR ASSOCIATE
Y
08-2019
Los Banos Liberation Memorial Scholarship
15829 Thiel Way
Grass Valley
CA
95949
N
N
Raises money to provide high school and college scholarships for children in a rural area of the Phillipines
Board member/ director
4
board member/director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer