0000724683-20-000105.txt : 20201209
0000724683-20-000105.hdr.sgml : 20201209
20201209094436
ACCESSION NUMBER: 0000724683-20-000105
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
HAYMAN,AMY,ALBER,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201377096
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
AMY
ALBER
HAYMAN
2905715
N
1
0000724683
PIPER JAFFRAY & CO.
09-26-2016
N
867-01178
LOCATED
12-05-2016
444 West Lake Street
Suite 3300
CHICAGO
IL
60606
09-2009
PIPER JAFFRAY & CO.
CHICAGO
IL
60606
Y
Y
PUBLIC FINANCE MANAGING DIRECTOR
07-1998
09-2016
CAIN BROTHERS & COMPANY, LLC
CHICAGO
IL
60606
Y
Y
PUBLIC FINANCE MANAGING DIRECTOR
Y
11-2020
Kappa Kappa Gamma
601 Henry St.
Madison
WI
53703
N
N
House Board Treasurer of Eta Chapter of Kappa Kappa Gamma
Board member/ director
3
board member/director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer