0000724683-20-000105.txt : 20201209 0000724683-20-000105.hdr.sgml : 20201209 20201209094436 ACCESSION NUMBER: 0000724683-20-000105 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 HAYMAN,AMY,ALBER, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201377096 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N AMY ALBER HAYMAN 2905715 N 1 0000724683 PIPER JAFFRAY & CO. 09-26-2016 N 867-01178 LOCATED 12-05-2016 444 West Lake Street Suite 3300 CHICAGO IL 60606 09-2009 PIPER JAFFRAY & CO. CHICAGO IL 60606 Y Y PUBLIC FINANCE MANAGING DIRECTOR 07-1998 09-2016 CAIN BROTHERS & COMPANY, LLC CHICAGO IL 60606 Y Y PUBLIC FINANCE MANAGING DIRECTOR Y 11-2020 Kappa Kappa Gamma 601 Henry St. Madison WI 53703 N N House Board Treasurer of Eta Chapter of Kappa Kappa Gamma Board member/ director 3 board member/director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer