0000724683-20-000104.txt : 20201209
0000724683-20-000104.hdr.sgml : 20201209
20201209094458
ACCESSION NUMBER: 0000724683-20-000104
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
ECKLOFF,WARREN,NATHAN,JR
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201377098
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
612-303-6523
madeline.grinnell@psc.com
registration@psc.com
N
N
Warren
Nathan
Eckloff
JR
1069324
N
1
0000724683
PIPER JAFFRAY & CO.
09-23-2019
N
867-01178
LOCATED
09-23-2019
1200 17th Street
Suite 1250
Denver
CO
80202
Nate
N
Eckloff
W
Nate
Eckloff
09-2019
Piper Jaffray & Co.
Denver
CO
80202
Y
Y
PFS Investment Banker
03-2008
09-2019
RBC Capital Markets Corporation
Denver
CO
80202
Y
Y
Investment Banker
Y
10-2019
Family Farm
6356 E TUFTS AVE
Cherry Hills Village
CO
80111
N
N
Farming Operation
Owner
4
Farming Operation in Nebraska - 840 Acres
10-2019
Aurora Public Schools Foundation
15701 E. 1st Ave.
Aurora
CO
80011
N
N
Support Activities at Aurora Public School.
Board member - vice president
4
finance committee
10-2019
University of Denver, College of Business Executive
2101 S University Blvd
Denver
CO
80210
N
N
Educational Institution
Board member
4
Advises the Dean of the College of Business
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer