0000724683-20-000104.txt : 20201209 0000724683-20-000104.hdr.sgml : 20201209 20201209094458 ACCESSION NUMBER: 0000724683-20-000104 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 ECKLOFF,WARREN,NATHAN,JR FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201377098 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.grinnell@psc.com registration@psc.com N N Warren Nathan Eckloff JR 1069324 N 1 0000724683 PIPER JAFFRAY & CO. 09-23-2019 N 867-01178 LOCATED 09-23-2019 1200 17th Street Suite 1250 Denver CO 80202 Nate N Eckloff W Nate Eckloff 09-2019 Piper Jaffray & Co. Denver CO 80202 Y Y PFS Investment Banker 03-2008 09-2019 RBC Capital Markets Corporation Denver CO 80202 Y Y Investment Banker Y 10-2019 Family Farm 6356 E TUFTS AVE Cherry Hills Village CO 80111 N N Farming Operation Owner 4 Farming Operation in Nebraska - 840 Acres 10-2019 Aurora Public Schools Foundation 15701 E. 1st Ave. Aurora CO 80011 N N Support Activities at Aurora Public School. Board member - vice president 4 finance committee 10-2019 University of Denver, College of Business Executive 2101 S University Blvd Denver CO 80210 N N Educational Institution Board member 4 Advises the Dean of the College of Business N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer