0000724683-20-000103.txt : 20201209
0000724683-20-000103.hdr.sgml : 20201209
20201209094629
ACCESSION NUMBER: 0000724683-20-000103
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BRODY,JOANNA,L,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201377101
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline R. Grinnell
612-303-6523
Madeline.grinnell@psc.com
registration@psc.com
N
N
JOANNA
L
BRODY
2254825
N
1
0000724683
PIPER JAFFRAY & CO.
04-06-2009
N
867-01178
LOCATED
04-06-2009
345 PARK AVE
SUITE 1200
NEW YORK
NY
10154
JOANNA
LYNN
WESTRICH
04-2009
PIPER JAFFRAY & CO.
NEW YORK
NY
10154
Y
Y
MANAGING DIRECTOR
06-2008
04-2009
UNEMPLOYED
NEW YORK
NY
10024
N
N
UNEMPLOYED
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer