0000724683-20-000102.txt : 20201209 0000724683-20-000102.hdr.sgml : 20201209 20201209094640 ACCESSION NUMBER: 0000724683-20-000102 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SQUIRES,TRAVIS,RAY, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201377102 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N TRAVIS RAY SQUIRES 5198686 N 1 0000724683 PIPER JAFFRAY & CO. 07-27-2006 N 07-09-2014 0000724683 LOCATED SUPERVISED 07-27-2006 3900 INGERSOLL AVENUE SUITE 110 DES MOINES IA 50312 07-2006 PIPER JAFFRAY & CO. DES MOINES IA 50312 Y Y PUBLIC FINANCE INVESTMENT BANKER 01-2004 05-2006 UNIVERSITY OF NORTHERN IOWA CEDAR FALLS IA 50614 N N STUDENT Y 12-2016 Ankeny Little League N/A Akeny IA 50021 N N Youth Sport Organization Board member/ Director 1 Board member/director 01-2015 Farrell's eXtreme Bodyshaping / Purple Bands LLC 304 N 6th Ave Minneapolis MN 55401 N N Fitness Center (Strength Training / Kickboxing) Employee 8 Employee N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer