0000724683-20-000102.txt : 20201209
0000724683-20-000102.hdr.sgml : 20201209
20201209094640
ACCESSION NUMBER: 0000724683-20-000102
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
SQUIRES,TRAVIS,RAY,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201377102
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
TRAVIS
RAY
SQUIRES
5198686
N
1
0000724683
PIPER JAFFRAY & CO.
07-27-2006
N
07-09-2014
0000724683
LOCATED
SUPERVISED
07-27-2006
3900 INGERSOLL AVENUE
SUITE 110
DES MOINES
IA
50312
07-2006
PIPER JAFFRAY & CO.
DES MOINES
IA
50312
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
01-2004
05-2006
UNIVERSITY OF NORTHERN IOWA
CEDAR FALLS
IA
50614
N
N
STUDENT
Y
12-2016
Ankeny Little League
N/A
Akeny
IA
50021
N
N
Youth Sport Organization
Board member/ Director
1
Board member/director
01-2015
Farrell's eXtreme Bodyshaping / Purple Bands LLC
304 N 6th Ave
Minneapolis
MN
55401
N
N
Fitness Center (Strength Training / Kickboxing)
Employee
8
Employee
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer