0000724683-20-000099.txt : 20201209 0000724683-20-000099.hdr.sgml : 20201209 20201209094725 ACCESSION NUMBER: 0000724683-20-000099 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MONWAI,JUSTIN,WEN, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201377105 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N JUSTIN WEN MONWAI 2966954 N 1 0000724683 PIPER JAFFRAY & CO. 07-15-2013 N 07-09-2014 0000724683 LOCATED SUPERVISED 07-15-2013 1420 FIFTH AVENUE SUITE 4300 SEATTLE WA 98101 07-2013 PIPER JAFFRAY & CO. SEATTLE WA 98101 Y Y PUBLIC FINANCE INVESTMENT BANKER 10-1997 07-2013 SEATTLE-NORTHWEST SECURITIES CORPORATION SEATTLE WA 98101 N N OTHER-ASSOCIATE Y 07-2018 City of Renton 1055 South Grady Way Renton WA 98057 N N local Government Budget Advisory Committee Member 1 Board member N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer