0000724683-20-000099.txt : 20201209
0000724683-20-000099.hdr.sgml : 20201209
20201209094725
ACCESSION NUMBER: 0000724683-20-000099
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MONWAI,JUSTIN,WEN,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201377105
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
JUSTIN
WEN
MONWAI
2966954
N
1
0000724683
PIPER JAFFRAY & CO.
07-15-2013
N
07-09-2014
0000724683
LOCATED
SUPERVISED
07-15-2013
1420 FIFTH AVENUE
SUITE 4300
SEATTLE
WA
98101
07-2013
PIPER JAFFRAY & CO.
SEATTLE
WA
98101
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
10-1997
07-2013
SEATTLE-NORTHWEST SECURITIES CORPORATION
SEATTLE
WA
98101
N
N
OTHER-ASSOCIATE
Y
07-2018
City of Renton
1055 South Grady Way
Renton
WA
98057
N
N
local Government
Budget Advisory Committee Member
1
Board member
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer