0000724683-20-000098.txt : 20201209 0000724683-20-000098.hdr.sgml : 20201209 20201209094736 ACCESSION NUMBER: 0000724683-20-000098 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 HROMATKA,JAY,F, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201377106 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 Madeline.grinnell@psc.com registration@psc.com N N Jay F Hromatka 1253498 N 1 0000724683 PIPER JAFFRAY & CO. 05-28-2019 N 867-01178 LOCATED 05-28-2019 800 NICOLLET MALL Suite 1000 MINNEAPOLIS MN 55402-7020 05-2019 Piper Jaffray & Co. Minneapolis MN 55402 Y Y PFS Investment Banker 03-2016 05-2019 Herbert J. Sims & Co, Inc. Bloomington MN 55437 Y Y Executive Vice President 08-2009 03-2016 Piper Jaffray & Co. Minneapolis MN 55402 Y Y Investment Banker 12-2002 08-2009 Municipal Capital Markets Group, Inc. Dallas TX 75244 Y Y Investment Banker Y 10-2013 Charter Schools Development Corporation 7880 Milestone Parkway Suite 425 Hanover ME 21076 N N Charter Schools Development Corporation Board Member 4 Board member, credit committee member. 1 hour/week. Stipend received for board participation. 12-2014 Chicago Youth Programs 5350 S Prairie Ave Chicago IL 60615 N N Not-For-profit / Charity Board member 1 Board member/director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer