0000724683-20-000097.txt : 20201209 0000724683-20-000097.hdr.sgml : 20201209 20201209094747 ACCESSION NUMBER: 0000724683-20-000097 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MCCARTHY,ROMY,LEIGH, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201377107 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N ROMY LEIGH MCCARTHY 2467736 N 1 0000724683 PIPER JAFFRAY & CO. 04-18-2013 N 07-09-2014 0000724683 SUPERVISED 04-18-2013 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 LOCATED 04-18-2013 500 W SILVER SPRING DRIVE SUITE K-200 GLENDALE WI 53217 ROMY LEIGH BLASK 04-2013 PIPER JAFFRAY & CO. MILWAUKEE WI 53217 Y Y PUBLIC FINANCE INVESTMENT BANKER 03-2010 04-2013 B.C. ZIEGLER AND COMPANY MILWAUKEE WI 53202 Y Y DIRECTOR 03-2004 02-2010 B.C. ZIEGLER AND COMPANY MILWAUKEE WI 53202 Y Y SENIOR VICE PRESIDENT Y 05-2019 Wisconsin Women in Public Finance N/A Milwaukee WI 53201 N Y women's Public Finance Organization Board member/ director 2 Board member/director 06-2013 Franciscan Villa 3601 S Chicago Ave South Milwaukee WI 53172 N N Senior Living Community Board member/director 3 Board member/director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer