0000724683-20-000094.txt : 20201209
0000724683-20-000094.hdr.sgml : 20201209
20201208181300
ACCESSION NUMBER: 0000724683-20-000094
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
HOLMES,RALPH,JASON,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201376365
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@Psc.com
N
N
Ralph
Jason
Holmes
3025535
N
1
0000724683
PIPER JAFFRAY & CO.
08-25-2017
N
867-01178
LOCATED
08-25-2017
50 CALIFORNIA ST
31ST FLOOR
SAN FRANCISCO
CA
94111
08-2017
PIPER JAFFRAY & CO.
SAN FRANCISCO
CA
94111
Y
Y
MD, PUBLIC FINANCE
04-2014
08-2017
STIFEL, NICOLAUS & COMPANY, INC
SAN FRANCISCO
CA
94104
Y
Y
MANAGING DIRECTOR
04-2006
04-2014
E.J. DE LA ROSA & CO., INC.
SAN FRANCISCO
CA
94104
N
Y
PRINCIPAL
Y
06-2005
RENTAL PROPERTY
367 39TH ST
OAKLAND
CA
94108
N
N
RENTAL PROPERTY
OWNER
0
PROPERTY OWNER
04-2015
RENTAL PROPERTY
2928 TELEGRAPH AVE
OAKLAND
CA
94563
N
N
RENTAL PROPERTY
OWNER
0
PROPERTY OWNER
11-2017
The Unity Council
1900 Fruitvale Ave #2a
Oakdale
CA
94601
N
N
Housing Organizaton - Finance Committee
board member
6
board member
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer
RALPH JASON HOLMES
3025535
1595978
6I(1)(b)
6I(2)(c)
RALPH JASON HOLMES
3025535
1602142
6I(1)(b)
6I(2)(c)