0000724683-20-000093.txt : 20201209 0000724683-20-000093.hdr.sgml : 20201209 20201208175527 ACCESSION NUMBER: 0000724683-20-000093 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FIVECOAT,JEFFREY,CAMPBELL, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201376285 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N JEFFREY CAMPBELL FIVECOAT 5720880 N 1 0000724683 PIPER JAFFRAY & CO. 05-26-2015 N 867-01178 LOCATED 06-01-2015 545 Metro Place S Suite 100 Dublin OH 43017 SUPERVISED 05-26-2015 800 Nicollet Mall Ste 1000 Minneapolis MN 55402 05-2015 PIPER JAFFRAY & CO. Dublin OH 43017 Y Y PUBLIC FINANCE 10-2012 05-2015 ROBERT W. BAIRD & CO. INCORPORATED COLUMBUS OH 43219 Y Y PUBLIC FINANCE 09-2007 10-2012 RED CAPITAL MARKETS, LLC COLUMBUS OH 43215 Y Y ASSISTANT VICE PRESIDENT 02-2005 09-2007 OHIO HEALTH COLUMBUS OH 43215 N N DIRECTOR OF FINANCE Y 06-2015 FRIENDSHIP VILLAGE OF COLUMBUS 5800 Forest Hills Blvd COLUMBUS OH 43231 N N Retirement Community - Finance Committee Board Member / Director 4 Board Member / Director 12-2016 Life Care Alliance 1699 W Mound St Columbus OH 43223 N N In-home Healthcare Agency Board member/director 4 Finance Committee and Board Member N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer