0000724683-20-000093.txt : 20201209
0000724683-20-000093.hdr.sgml : 20201209
20201208175527
ACCESSION NUMBER: 0000724683-20-000093
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FIVECOAT,JEFFREY,CAMPBELL,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201376285
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
JEFFREY
CAMPBELL
FIVECOAT
5720880
N
1
0000724683
PIPER JAFFRAY & CO.
05-26-2015
N
867-01178
LOCATED
06-01-2015
545 Metro Place S
Suite 100
Dublin
OH
43017
SUPERVISED
05-26-2015
800 Nicollet Mall
Ste 1000
Minneapolis
MN
55402
05-2015
PIPER JAFFRAY & CO.
Dublin
OH
43017
Y
Y
PUBLIC FINANCE
10-2012
05-2015
ROBERT W. BAIRD & CO. INCORPORATED
COLUMBUS
OH
43219
Y
Y
PUBLIC FINANCE
09-2007
10-2012
RED CAPITAL MARKETS, LLC
COLUMBUS
OH
43215
Y
Y
ASSISTANT VICE PRESIDENT
02-2005
09-2007
OHIO HEALTH
COLUMBUS
OH
43215
N
N
DIRECTOR OF FINANCE
Y
06-2015
FRIENDSHIP VILLAGE OF COLUMBUS
5800 Forest Hills Blvd
COLUMBUS
OH
43231
N
N
Retirement Community - Finance Committee
Board Member / Director
4
Board Member / Director
12-2016
Life Care Alliance
1699 W Mound St
Columbus
OH
43223
N
N
In-home Healthcare Agency
Board member/director
4
Finance Committee and Board Member
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer