0000724683-20-000091.txt : 20201208 0000724683-20-000091.hdr.sgml : 20201208 20201208181311 ACCESSION NUMBER: 0000724683-20-000091 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 DONEFF,DARCI,LEE, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201376366 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N DARCI LEE DONEFF 736159 N 1 0000724683 PIPER JAFFRAY & CO. 10-02-1995 N 07-09-2014 0000724683 LOCATED SUPERVISED 10-02-1995 800 NICOLLET MALL MINNEAPOLIS MN 55402 DARCI LEE LARSON 10-1995 PIPER JAFFRAY & CO. MINNEAPOLIS MN 55402 Y Y MANAGER MUNICIPAL TRADING Y 12-2015 Univ of MN Carlson School 321 19th Ave S Minneapolis MN 55455 N N Educational Institution Board member/ director 3 Board member/ director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer