0000724683-20-000090.txt : 20201208
0000724683-20-000090.hdr.sgml : 20201208
20201208175551
ACCESSION NUMBER: 0000724683-20-000090
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
COHEN,JEFFREY,SAM,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201376288
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
JEFFREY
SAM
COHEN
4316133
N
1
0000724683
PIPER JAFFRAY & CO.
04-18-2016
N
867-01178
LOCATED
04-18-2016
41 STATE ST
6TH FLOOR
ALBANY
NY
12207
SUPERVISED
04-18-2016
800 Nicollet Mall
Ste 1000
Minneapolis
MN
55402
04-2016
Piper Jaffray & Co.
Albany
NY
12207
Y
Y
Public Finance
03-2009
04-2016
JEFFERIES & COMPANY, INC.
Albany
NY
12207
Y
Y
Public Finance
02-1999
03-2009
FIRST ALBANY CORPORATION
Albany
NY
12207
Y
Y
Public Finance
Y
01-2020
Gideon Lodge N0 140 B'nai Brith Housing Foundation
624 Delaware Ave
Albany
NY
12209
N
Y
Makes grants to local agencies that provide different types of services to the elderly
Board member/director
1
Board member of 501(c)3.
10-2018
Capital Roots
594 River St.
Troy
NY
12180
N
N
Affordable, healthy food
Board Member / Director
4
Board member/ director
N
N
N
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer
Jeffrey S Cohen
4316133
976673
6B(1)(a)
6B(1)(b)