0000724683-20-000090.txt : 20201208 0000724683-20-000090.hdr.sgml : 20201208 20201208175551 ACCESSION NUMBER: 0000724683-20-000090 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 COHEN,JEFFREY,SAM, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201376288 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N JEFFREY SAM COHEN 4316133 N 1 0000724683 PIPER JAFFRAY & CO. 04-18-2016 N 867-01178 LOCATED 04-18-2016 41 STATE ST 6TH FLOOR ALBANY NY 12207 SUPERVISED 04-18-2016 800 Nicollet Mall Ste 1000 Minneapolis MN 55402 04-2016 Piper Jaffray & Co. Albany NY 12207 Y Y Public Finance 03-2009 04-2016 JEFFERIES & COMPANY, INC. Albany NY 12207 Y Y Public Finance 02-1999 03-2009 FIRST ALBANY CORPORATION Albany NY 12207 Y Y Public Finance Y 01-2020 Gideon Lodge N0 140 B'nai Brith Housing Foundation 624 Delaware Ave Albany NY 12209 N Y Makes grants to local agencies that provide different types of services to the elderly Board member/director 1 Board member of 501(c)3. 10-2018 Capital Roots 594 River St. Troy NY 12180 N N Affordable, healthy food Board Member / Director 4 Board member/ director N N N N Y Y N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer Jeffrey S Cohen 4316133 976673 6B(1)(a) 6B(1)(b)